GRUNDEN FINANCIAL ADVISORY, INC.
CRD #111595 SEC #801-58252 DENTON, TX 940-591-9007
SEC Registered
Total AUM
$434.7M
Discretionary
$434.7M
Employees
6
Clients
26
Accounts
262
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | SOLE PROPRIETOR | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | E | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | PRESIDENT / CEO | D | Control |
| GRUNDEN, RICKY, LEE | I | CEO | D | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | PRESIDENT AND CCO | C | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| RAGAN, DAVID, ASHLEY | I | VICE PRESIDENT OF FINANCIAL PLANNING AND CCO | B | Control |
| Thomas, Susannah, Marie | I | OPERATIONS MANAGER | B | |
| Thomas, Susannah, Marie | I | OPERATIONS MANAGER | B | |
| Thomas, Susannah, Marie | I | OPERATIONS MANAGER | B | |
| Thomas, Susannah, Marie | I | FINANCIAL PLANNING SPECIALIST | B | |
| Thomas, Susannah, Marie | I | FINANCIAL PLANNING SPECIALIST | B | |
| Thomas, Susannah, Marie | I | FINANCIAL PLANNING SPECIALIST | B | |
| Thomas, Susannah, Marie | I | FINANCIAL PLANNING SPECIALIST | B | |
| Thomas, Susannah, Marie | I | FINANCIAL PLANNING SPECIALIST | B | |
| Thomas, Susannah, Marie | I | VICE PRESIDENT | B | |
| Grunden, Susannah, Marie | I | OPERATIONS MANAGER | A | |
| Grunden, Susannah, Marie | I | OPERATIONS MANAGER | A | |
| Grunden, Susannah, Marie | I | OPERATIONS MANAGER | A |
Registrations
Federal
IA
Mar 10, 2025 REGISTERED
Notice Filings (3)
FL LA TX
Address
515 SOUTH CARROLL BLVDDENTON, TX 76201
United States
Phone: 940-591-9007