CAPITAL BUILDERS ADVISORY SERVICES INC
CRD #111596 SEC #801-13086 NEW YORK CITY, NY 212-698-0835
SEC Registered
Total AUM
$12M
Discretionary
$12M
Employees
5
Clients
51
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TABB,STEPHEN | DE | DIRECTOR/CCO/PRESIDENT | D | Control |
| TABB,STEPHEN | DE | DIRECTOR/PRESIDENT | D | Control |
| TABB,STEPHEN | DE | DIRECTOR/PRESIDENT | D | Control |
| TABB, JEANETTE | DE | DIRECTOR | B | |
| TABB, JEANETTE | DE | DIRECTOR | B | |
| TABB, JEANETTE | DE | DIRECTOR | B | |
| GOODMAN, AMY | DE | SHAREHOLDER | A | |
| GOODMAN, AMY | DE | SHAREHOLDER | A | |
| GOODMAN, AMY | DE | SHAREHOLDER | A | |
| TABB, JOAN | DE | SHAREHOLDER | A | |
| TABB, JOAN | DE | SHAREHOLDER | A | |
| TABB, JOAN | DE | SHAREHOLDER | A | |
| TABB, LISA | DE | SHAREHOLDER | A | |
| TABB, LISA | DE | SHAREHOLDER | A | |
| TABB, LISA | DE | SHAREHOLDER | A | |
| TABB,JACQUELINE | DE | SHAREHOLDER | A | |
| TABB,JACQUELINE | DE | SHAREHOLDER | A | |
| TABB,JACQUELINE | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (1)
NY
Address
C/O TOCQUEVILLE, 19TH FLOOR40 WEST 57TH STREET
NEW YORK CITY, NY 10019
USA
Phone: 212-698-0835