APERIO GROUP, LLC
CRD #111616 SEC #801-57184 SAUSALITO, CA 415-339-4300
SEC Registered Private Funds
Total AUM
$111.4B
Discretionary
$111.4B
Employees
200
Clients
--
Accounts
23,842
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Arnold, Nicholas, Franklin | I | SENIOR LEGAL COUNSEL | NA | |
| Arnold, Nicholas, Franklin | I | SENIOR LEGAL COUNSEL | NA | |
| Arnold, Nicholas, Franklin | I | SENIOR LEGAL COUNSEL | NA | |
| Arnold, Nicholas, Franklin | I | HEAD OF APERIO LEGAL | NA | |
| Arnold, Nicholas, Franklin | I | HEAD OF APERIO LEGAL | NA | |
| CARVER, TIMOTHY, JACOB | I | DIRECTOR | NA | Control |
| CARVER, TIMOTHY, JACOB | I | DIRECTOR | NA | Control |
| CARVER, TIMOTHY, JACOB | I | DIRECTOR | NA | Control |
| CARVER, TIMOTHY, JACOB | I | DIRECTOR | NA | Control |
| DALEY, RICHARD, MICHAEL | I | DIRECTOR | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| DEVICO, JOSEPH, GEORGE | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| ERICKSON, TRENT, Andrew | I | DIRECTOR | NA | Control |
| ERICKSON, TRENT, Andrew | I | DIRECTOR | NA | Control |
| GEDDES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GEDDES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GEDDES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GEDDES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| GREENWOOD, PAUL, RICHARD | I | DIRECTOR | NA | Control |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HAND, PETER, L | I | MEMBER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| HING, LAWRENCE, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | MEMBER | NA | |
| MICHAELS, ELIZABETH, G | I | CO-HEAD, APERIO GROUP | NA | Control |
| MICHAELS, ELIZABETH, G | I | CO-HEAD, APERIO GROUP | NA | Control |
| MICHAELS, ELIZABETH, G | I | CO-HEAD, APERIO GROUP | NA | Control |
| MICHAELS, ELIZABETH, G | I | CO-HEAD, APERIO GROUP | NA | Control |
| MICHAELS, ELIZABETH, G | I | CO-HEAD, APERIO GROUP | NA | Control |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| NUTI, MARK, J. | I | CHIEF FINANCIAL OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| OSBORNE, ANGELA, MAREN | I | CHIEF OPERATING OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARK, CHARLES, CHOON SIK | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ran, Leshem | I | CO-HEAD, APERIO GROUP | NA | Control |
| Ran, Leshem | I | CO-HEAD, APERIO GROUP | NA | Control |
| Ran, Leshem | I | CO-HEAD, APERIO GROUP | NA | Control |
| Ran, Leshem | I | CO-HEAD, APERIO GROUP | NA | Control |
| Ran, Leshem | I | CO-HEAD, APERIO GROUP | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| Ran, Leshem | I | HEAD, BLACKROCK SMA SOLUTIONS | NA | Control |
| SMALL, MARTIN | I | HEAD OF US WEALTH ADVISORY, BLACKROCK | NA | Control |
| SMALL, MARTIN | I | HEAD OF US WEALTH ADVISORY, BLACKROCK | NA | Control |
| SMALL, MARTIN | I | HEAD OF US WEALTH ADVISORY, BLACKROCK | NA | Control |
| SMALL, MARTIN | I | HEAD OF US WEALTH ADVISORY, BLACKROCK | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SNOY, JAIME, TOLLI | I | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | NA | Control |
| SOLLI, PAUL | I | CHIEF MARKETING AND STRATEGY OFFICER | NA | Control |
| SOLLI, PAUL | I | CHIEF MARKETING AND STRATEGY OFFICER | NA | Control |
| SOLLI, PAUL | I | CHIEF MARKETING AND STRATEGY OFFICER | NA | Control |
| SOLLI, PAUL | I | CHIEF MARKETING AND STRATEGY OFFICER | NA | Control |
| APERIO HOLDINGS, LLC | DE | MEMBER OF APERIO GROUP, LLC | E | Control |
| APERIO HOLDINGS, LLC | DE | MEMBER OF APERIO GROUP, LLC | E | Control |
| APERIO HOLDINGS, LLC | DE | MEMBER OF APERIO GROUP, LLC | E | Control |
| APERIO HOLDINGS, LLC | DE | MEMBER OF APERIO GROUP, LLC | E | Control |
| APERIO HOLDINGS, LLC | DE | MEMBER OF APERIO GROUP, LLC | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| APERIO HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | PARTNER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| GEDDES, PATRICK | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| NEWMAN, ROBERT | I | PARTNER | C | Control |
| NEWMAN, ROBERT | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | PARTNER | C | Control |
| NEWMAN, ROBERT | I | PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | PARTNER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER | C | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER, PARTNER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| SOLLI, PAUL | I | MANAGING MEMBER | C | Control |
| LAMPARD, GUY, ARTHUR | I | PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER, PARTNER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| LAMPARD, GUY, ARTHUR | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NEWMAN, ROBERT | I | MANAGING MEMBER | B | Control |
| NORTHERN LIGHTS MIDCO II, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO II, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO II, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO II, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO, LLC | DE | MEMBER | B | |
| NORTHERN LIGHTS MIDCO, LLC | DE | MEMBER | B | |
| GEDDES, PATRICK | I | CHIEF EXECUTIVE OFFICER | A | Control |
| SOLLI, PAUL | I | CHIEF MARKETING AND STRATEGY OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | FE | GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | F | Control |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | FE | GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | F | Control |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | FE | GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | F | Control |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | FE | GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | F | Control |
| AIC LIQUID SECURITIES SPC LTD | FE | GGC APERIO HOLDINGS L.P. | E | Control |
| AIC LIQUID SECURITIES SPC LTD | FE | GGC APERIO HOLDINGS L.P. | E | Control |
| AIC LIQUID SECURITIES SPC LTD | FE | GGC APERIO HOLDINGS L.P. | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO II, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO II, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | DE | APERIO HOLDINGS, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| BLACKROCK, INC. | DE | TRIDENT MERGER, LLC | E | Control |
| GGC APERIO HOLDINGS L.P. | DE | APERIO HOLDINGS, LLC | E | Control |
| GGC APERIO HOLDINGS L.P. | DE | APERIO HOLDINGS, LLC | E | Control |
| GGC APERIO HOLDINGS L.P. | DE | APERIO HOLDINGS, LLC | E | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | FE | GGCOF AI BLOCKER, LLC | E | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | FE | GGCOF AI BLOCKER, LLC | E | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | FE | GGCOF AI BLOCKER, LLC | E | Control |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| NORTHERN LIGHTS MIDCO, LLC | DE | NORTHERN LIGHTS MIDCO II, LLC | E | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | NORTHERN LIGHTS MIDCO II, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| TRIDENT MERGER, LLC | DE | BLACKROCK INVESTMENT MANAGEMENT, LLC | E | Control |
| GGC APERIO HOLDINGS L.P. | DE | APERIO HOLDINGS, LLC | D | Control |
| GGC APERIO HOLDINGS L.P. | DE | APERIO HOLDINGS, LLC | D | Control |
| GGCOF AI BLOCKER, LLC | DE | GGCOF AI SPLITTER, L.P. | D | Control |
| GGCOF AI BLOCKER, LLC | DE | GGCOF AI SPLITTER, L.P. | D | Control |
| GGCOF AI BLOCKER, LLC | DE | GGCOF AI SPLITTER, L.P. | D | Control |
| GGCOF AI SPLITTER, L.P. | DE | AIC LIQUID SECURITIES SPC LTD | D | Control |
| GGCOF AI SPLITTER, L.P. | DE | AIC LIQUID SECURITIES SPC LTD | D | Control |
| GGCOF AI SPLITTER, L.P. | DE | AIC LIQUID SECURITIES SPC LTD | D | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | FE | GGC APERIO HOLDINGS L.P. | D | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | FE | GGC APERIO HOLDINGS L.P. | D | Control |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | AURORA TRUST | D | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | FE | AIC LIQUID SECURITIES SPC LTD | C | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | FE | AIC LIQUID SECURITIES SPC LTD | C | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | FE | AIC LIQUID SECURITIES SPC LTD | C | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | FE | GGC APERIO HOLDINGS L.P. | C | Control |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | FE | GGC APERIO HOLDINGS L.P. | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS. LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS. LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS. LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS. LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS. LLC | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C |
Registrations
Federal
IA
Dec 22, 2025 REGISTERED
Notice Filings (52)
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Address
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United States
Phone: 415-339-4300