PLEXUS FINANCIAL GROUP, INC.
CRD #111641 SEC #801-64492 LAKE FOREST, CA 949-768-3310
SEC Registered
Total AUM
$65.9M
Discretionary
$60M
Employees
1
Clients
51
Accounts
210
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MICHAEL, LINN | I | PRESIDENT | E | Control |
| BROWN, MICHAEL, LINN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
CA
Address
23591 EL TORO ROAD, SUITE 270LAKE FOREST, CA 92630
United States
Phone: 949-768-3310