BARLOW, LINDA, ANN
Legal name: LINDA A. BARLOW, CFP
CRD #111643 SEC #801-60157 SANTA ANA, CA 714-953-1232
SEC Registered
Total AUM
$239.6M
Discretionary
$239.6M
Employees
1
Clients
11
Accounts
686
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARLOW, LINDA, ANN | I | INVESTMENT ADVISOR | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | INVESTMENT ADVISOR | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | INVESTMENT ADVISOR | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARLOW, LINDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 15, 2024 REGISTERED
Notice Filings (3)
AZ CA TX
Address
2700 N. MAIN STREETSTE 850
SANTA ANA, CA 92705-6638
United States
Phone: 714-953-1232