J/M FINANCIAL ADVISERS, INC.
CRD #111665 SEC #801-60641 TRUMBULL, CT 203-261-7117
SEC Registered
Total AUM
$130.5M
Discretionary
$0
Employees
2
Clients
51
Accounts
357
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, MARY, HALUKIEWICZ | I | SECRETARY | NA | |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOFMANN, JAMES, GERARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 26, 2013 REGISTERED
Notice Filings (4)
CT FL NY RI
Address
6515 MAIN STREET, SUITE 4TRUMBULL, CT 06611
United States
Phone: 203-261-7117