PRIM ADVISORS INC
Legal name: PRIM ADVISORS, INCORPORATED
CRD #111686 SEC #801-55225 INDEPENDENCE, OH 216-830-1111
SEC Registered
Total AUM
$46.2M
Discretionary
$45.8M
Employees
1
Clients
51
Accounts
261
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADY, MICHAEL, CAMERON | I | VICE PRESIDENT, TREASURER | NA | Control |
| BRADY, MICHAEL, CAMERON | I | VICE PRESIDENT, TREASURER | NA | Control |
| DELFRE, ANTHONY, DANIEL | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| DELFRE, ANTHONY, DANIEL | I | VICE PRESIDENT, SECRETARY | NA | Control |
| DELFRE, ANTHONY, DANIEL | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| DELFRE, ANTHONY, DANIEL | I | VICE PRESIDENT, SECRETARY | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRINCIPAL | NA | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| PRIM CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRADY, MICHAEL, CAMERON | I | PRIM CAPITAL CORPORATION | F | Control |
| BRADY, MICHAEL, CAMERON | I | PRIM CAPITAL CORPORATION | F | Control |
| BRADY, MICHAEL, CAMERON | I | PRIM CAPITAL CORPORATION | F | Control |
| BRADY, MICHAEL, CAMERON | I | PRIM CAPITAL CORPORATION | F | Control |
| DELFRE, ANTHONY, DANIEL | I | PRIM CAPITAL CORPORATION | F | Control |
| DELFRE, ANTHONY, DANIEL | I | PRIM CAPITAL CORPORATION | F | Control |
| DELFRE, ANTHONY, DANIEL | I | PRIM CAPITAL CORPORATION | F | Control |
| DELFRE, ANTHONY, DANIEL | I | PRIM CAPITAL CORPORATION | F | Control |
| LONG, HOWARD, M | I | PRIM CAPITAL CORPORATION | F | |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | E | Control |
| LOMBARDO, JOSEPH, ANTHONY | I | PRIM CAPITAL CORPORATION | D | Control |
Registrations
Federal
IA
Jun 27, 2012 REGISTERED
Notice Filings (8)
CA CO FL MI NY OH PA TX
Address
6500 ROCKSIDE ROADSUITE 370
INDEPENDENCE, OH 44131
United States
Phone: 216-830-1111