NEUBERGER BERMAN ASSET MANAGEMENT, LLC
CRD #111691 SEC #801-58155 NEW YORK, NY 646-497-4677
SEC Registered
Total AUM
$2.8B
Discretionary
$2.8B
Employees
5
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CETRON, BRAD, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CETRON, BRAD, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GENGLER, THOMAS, EDMUND | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| GENGLER, THOMAS, EDMUND | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| GENGLER, THOMAS, EDMUND | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PUSTORINO, RICHARD, ANGELO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PUSTORINO, RICHARD, ANGELO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PUSTORINO, RICHARD, ANGELO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PUSTORINO, RICHARD, ANGELO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PUSTORINO, RICHARD, ANGELO | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT & CEO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| TRAVERSA, ROBERT, PAUL | I | EXECUTIVE VICE PRESIDENT & CAO | NA | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
| NEUBERGER BERMAN INC. | DE | PRINCIPAL | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS DE HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS DE HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS DE HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS DE HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS DE HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
Registrations
Federal
IA
Sep 13, 2005 REGISTERED
Address
605 THIRD AVENUENEW YORK, NY 10158
USA
Phone: 646-497-4677