RIA Intelligence

WIIKEN & GORMAN LLC

CRD #111699 SEC #801-61726 PETALUMA, CA 707-769-0200
SEC Registered
Total AUM
$250M
Discretionary
$0
Employees
2
Clients
101
Accounts
830

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 9, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
GORMAN, MICHAEL, JOHNILLC MEMBER/CHIEF COMPLIANCE OFFICERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control
WIIKEN, PAULA, JEANILLC MEMBERD Control

Registrations

Federal

IA
Jan 9, 2013 REGISTERED

Notice Filings (1)

CA

Address

775 BAYWOOD DRIVE
SUITE 306
PETALUMA, CA 94954
United States
Phone: 707-769-0200