RIA Intelligence

HAYDEN HARPER FINANCIAL, LLC

CRD #111708 SEC #801-58246 CHARLOTTE, NC 704-343-2445
SEC Registered
Total AUM
$29.4M
Discretionary
$29.4M
Employees
10
Clients
25
Accounts
114

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 10, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAMPBELL, CHAD, SICHIEF OPERATIONS OFFICERNA Control
ELLINGTON, DAVID, LEEIPRINCIPALD Control
ELLINGTON, DAVID, LEEIPRINCIPALD Control
ELLINGTON, DAVID, LEEIPRINCIPALD Control
ELLINGTON, DAVID, LEEIPRINCIPALD Control
ELLINGTON, DAVID, LEEIPRINCIPALD Control
ELLINGTON, DAVID, LEEISENIOR PARTNERD Control
ELLINGTON, DAVID, LEEISENIOR PARTNERD Control
ELLINGTON, DAVID, LEEISENIOR PARTNERD Control
SMITH, THOMAS, GERALDISENIOR PARTNERD Control
SMITH, THOMAS, GERALDISENIOR PARTNERD Control
SMITH, THOMAS, GERALDISENIOR PARTNERD Control
FOX, MICHAEL, DAVIDIPRINCIPAL, CHIEF COMPLIANCE OFFICERC Control
FOX, MICHAEL, DAVIDIPRINCIPAL, CHIEF COMPLIANCE OFFICERC Control
FOX, MICHAEL, DAVIDIPRINCIPAL, CHIEF COMPLIANCE OFFICERC Control
FOX, MICHAEL, DAVIDIPRINCIPAL, CHIEF COMPLIANCE OFFICERC Control
FOX, MICHAEL, DAVIDIPRINCIPALC Control
TASSY, CHRISTOPHER, ORINIPRINCIPALB Control
TASSY, CHRISTOPHER, ORINIPRINCIPALB
TASSY, CHRISTOPHER, ORINIPRINCIPALB
TASSY, CHRISTOPHER, ORINIPRINCIPALB
TASSY, CHRISTOPHER, ORINIPRINCIPALB

Registrations

Federal

IA
Nov 10, 2005 REGISTERED

Notice Filings (11)

AK CA FL IL MN MO NC SC TX WI WV

Address

1818 LOMBARDY CIRCLE
CHARLOTTE, NC 28203
USA
Phone: 704-343-2445