MERCHANT CAPITAL, INC.

CRD #111723 SEC #801-56074 NEW YORK, NY 212-325-2000

SEC Registered

Total AUM

$910.3M

Discretionary

$910.3M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 17, 2010
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, I SINCEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
ARNABOLDI, NICOLE, SINEK	I	DIRECTOR AND VICE PRESIDENT	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BESSEL, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DENUNZIO, DAVID, AMES	I	DIRECTOR,PRESIDENT & CEO	NA	Control
DODES, IVY, B	I	CHIEF LEGAL OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	CHIEF FINANCIAL OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HORNIG, GEORGE, RONALD	I	DIRECTOR AND CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
HUBER, JOSEPH, FOWLER	I	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
LEVITT, MARK, LAWRENCE	I	INVESTMENT COMMITTEE MEMBER	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
LOHSEN, KENNETH, JOHN	I	VICE PRESIDENT	NA	Control
MORIZIO, EMIDIO	I	CHIEF COMPLIANCE OFFICER	NA	Control
MORIZIO, EMIDIO	I	CHIEF COMPLIANCE OFFICER	NA	Control
PATTERSON, MARK, RICHARD	I	DIRECTOR, INVESTMENT COMMITTEE MEMBER	NA	Control
QUATTRONE, FRANK, PETER	I	DIRECTOR, INVESTMENT COMMITTEE MEMBER	NA	Control
RYAN, EILEEN, E	I	CHIEF COMPLIANCE OFFICER	NA	Control
RYAN, EILEEN, E	I	CHIEF COMPLIANCE OFFICER	NA	Control
SINGH, RAVI, MOHAN	I	DIRECTOR AND VICE PRESIDENT	NA	Control
SINGH, RAVI, MOHAN	I	DIRECTOR AND VICE PRESIDENT	NA	Control
STONEHILL, CHARLES, GERALD THOROTON	I	INVESTMENT COMMITTEE MEMBER	NA	Control
THORNBURGH, RICHARD, EDWARD	I	DIRECTOR	NA	Control
CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.	DE	SHAREHOLDER	E	Control
CREDIT SUISSE PRIVATE EQUITY, INC.	DE	SHAREHOLDER	E	Control
CREDIT SUISSE PRIVATE EQUITY, INC.	DE	SHAREHOLDER	E	Control
CREDIT SUISSE PRIVATE EQUITY, INC.	DE	SHAREHOLDER	E	Control
CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.)	DE	SHAREHOLDER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control
MERCHANT HOLDING, INC.	DE	100% OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CREDIT SUISSE (USA), INC.	DE	CREDIT SUISSE PRIVATE EQUITY, INC.	E	Control
CREDIT SUISSE (USA), INC.	DE	CREDIT SUISSE PRIVATE EQUITY, INC.	E	Control
CREDIT SUISSE (USA), INC.	DE	CREDIT SUISSE PRIVATE EQUITY, INC.	E	Control
CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.)	DE	CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	E	Control
CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.)	DE	CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	E	Control
CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.)	DE	CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	E	Control
CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.)	DE	CREDIT SUISSE PRIVATE EQUITY, INC. (FORMERLY KNOWN AS CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.)	E	Control
CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.)	DE	CREDIT SUISSE PRIVATE EQUITY, INC. (FORMERLY KNOWN AS CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.)	E	Control
CREDIT SUISSE FIRST BOSTON (USA) INC	DE	CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	E	Control
CREDIT SUISSE FIRST BOSTON (USA), INC.	DE	CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	E	Control
CREDIT SUISSE FIRST BOSTON (USA), INC.	DE	CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	E	Control
CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	DE	MERCHANT HOLDING, INC.	E	Control
CREDIT SUISSE FIRST BOSTON, INC.	DE	CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION	E	Control
CREDIT SUISSE GROUP	FE	CREDIT SUISSE FIRST BOSTON	E	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE AG	E	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE AG	E	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE AG	E	Control
CREDIT SUISSE HOLDINGS (USA), INC.	DE	CREDIT SUISSE (USA), INC.	E	Control
CREDIT SUISSE HOLDINGS (USA), INC.	DE	CREDIT SUISSE (USA), INC.	E	Control
CREDIT SUISSE HOLDINGS (USA), INC.	DE	CREDIT SUISSE (USA), INC.	E	Control
CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE MANAGEMENT LLC (F/K/A CREDIT SUISSE FIRST BOSTON MANAGEMENT LLC)	DE	CREDIT SUISSE FIRST BOSTON MERCHANT BANK, INC.	E	Control
CREDIT SUISSE AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	D	Control
CREDIT SUISSE AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	D	Control
CREDIT SUISSE AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	D	Control
CREDIT SUISSE FIRST BOSTON (SWISS BANK)	FE	CREDIT SUISSE FIRST BOSTON INC.	D	Control
CREDIT SUISSE GROUP	FE	CREDIT SUISSE FIRST BOSTON, INC.	C	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	C	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	C	Control
CREDIT SUISSE GROUP AG	FE	CREDIT SUISSE HOLDINGS (USA), INC.	C	Control

Registrations

Federal

Sep 17, 2010 REGISTERED

Notice Filings (1)

Address

11 MADISON AVENUE, 16TH FLOOR
NEW YORK, NY 10010
United States

Phone: 212-325-2000