DGM ASSET MANAGEMENT, L.L.C.
CRD #111732 SEC #801-58198 HOBOKEN, NJ 201-963-8189
SEC Registered
Total AUM
$19.4M
Discretionary
$10M
Employees
5
Clients
--
Accounts
42
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APOSTOLICO, ANTHONY, VINCENT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| APOSTOLICO, ANTHONY, VINCENT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| CAPOLA, THOMAS, BRETT | I | MEMBER | C | Control |
| CAPOLA, THOMAS, BRETT | I | MEMBER | C | Control |
| VERRELLI, ALDO | I | MEMBER | B | |
| VERRELLI, ALDO | I | MEMBER | B | |
| GBS ADVISORS, INC. | DE | MEMBER | A | Control |
| GBS ADVISORS, INC. | DE | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHREINER, GARY, BATES | I | GBS ADVISORS, INC. | E | Control |
| SCHREINER, GARY, BATES | I | GBS ADVISORS, INC. | E | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Address
159 NEWARK STREETUNIT 4D
HOBOKEN, NJ 7030
USA
Phone: 201-963-8189