BRINKER CAPITAL INC
CRD #111743 SEC #801-30504 BERWYN, PA 610-407-5500
SEC Registered
Total AUM
$25.4B
Discretionary
$14.5B
Employees
168
Clients
0
Accounts
62,018
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | SENIOR VICE PRESIDENT | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF OPERATING OFFICER | NA | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | NA | |
| COOK, AVERY, CHAPMAN | I | QUALITY CONTROL & PRICING COORDINATOR | NA | |
| COOK, AVERY, CHAPMAN | I | QUALITY CONTROL & PRICING COORDINATOR | NA | |
| COOK, AVERY, CHAPMAN | I | QUALITY CONTROL & PRICING COORDINATOR | NA | |
| COOK, AVERY, CHAPMAN | I | QUALITY CONTROL & PRICING COORDINATOR | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, F | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| GREEN, PHILIP, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HARRINGTON, JAMES, D | I | CHIEF INVESTMENT OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| HENRY, TIMOTHY, GENE | I | CHIEF OPERATING OFFICER | NA | |
| IX, DAVID, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| IX, DAVID, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| IX, DAVID, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| IX, DAVID, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| MARTINELLI, MARK, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | |
| MARTINELLI, MARK, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | |
| MARTINELLI, MARK, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | |
| REMMEY, ANDREW, CLARKE | I | OPERATIONS SUPERVISOR | NA | |
| REMMEY, ANDREW, CLARKE | I | OPERATIONS SUPERVISOR | NA | |
| REMMEY, ANDREW, CLARKE | I | OPERATIONS SUPERVISOR | NA | |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| BRINKER CAPITAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | PRESIDENT | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHARIMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| WIDGER, IRWIN, CHARLES | I | EXECUTIVE CHAIRMAN | D | Control |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| BEAMAN, NOREEN, DARCY | I | CHIEF EXECUTIVE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | SENIOR VICE PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | PRESIDENT | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| COYNE, JOHN, EDWARD | I | EXECUTIVE VICE CHAIRMAN | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| FRENCH, WILLIAM, BARKER | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A | |
| VRADENBURG, GREGORY, GUY | I | SENIOR VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
| WIDGER, IRWIN, CHARLES | I | BRINKER CAPITAL HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1055 WESTLAKES DRIVESUITE 250
BERWYN, PA 19312
United States
Phone: 610-407-5500