UNION SQUARE INVESTMENT CO
Legal name: UNION SQUARE GLOBAL WEALTH MANAGEMENT
CRD #111776 SEC #801-55304 SAN FRANCISCO, CA 415-392-9228
SEC Registered Private Funds
Total AUM
$357.1M
Discretionary
$353.6M
Employees
7
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENWARE, BARBARA | I | CFO, VP FINANCE | NA | Control |
| BENWARE, BARBARA, LYNN | I | CHIEF COMPLIANCE OFFICER, VP PLANNING & INVESTMENTS | NA | Control |
| BENWARE, BARBARA, LYNN | I | CHIEF COMPLIANCE OFFICER, VP PLANNING & INVESTMENTS | NA | Control |
| BENWARE, BARBARA, LYNN | I | CHIEF COMPLIANCE OFFICER, VP PLANNING & INVESTMENTS | NA | Control |
| BENWARE, BARBARA, LYNN | I | CHIEF COMPLIANCE OFFICER, VP PLANNING & INVESTMENTS | NA | Control |
| BENWARE, BARBARA, LYNN | I | CFO, VP FINANCE | NA | Control |
| BENWARE, BARBARA, LYNN | I | CHIEF COMPLIANCE OFFICER, VP PLANNING & INVESTMENTS | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO, CCO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO, CCO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO, CCO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| HERING, JAMES, M. | I | PRESIDENT, CEO | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP, FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP, FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | CHIEF COMPLIANCE OFFICER, VP FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP, FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP, FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | VP, FINANCE | NA | Control |
| KULPINSKI, DOROTHY, HELEN | I | CHIEF COMPLIANCE OFFICER, VP FINANCE | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| OLSON, JOHN, MICHAEL | I | COO, CCO | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RENKEN, LAUREN, JEAN | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| SCHILLING, ALEXANDER | I | DIRECTOR, CEO, PRESIDENT, SECRETARY | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | SECRETARY | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO, SECRETARY | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | SECRETARY | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR | NA | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | NA | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | NA | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | NA | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | NA | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| WHALEY, JEFFREY, MICHAEL | I | PRESIDENT, CEO, SECRETARY, DIRECTOR | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| YEUNG, SALINA, WINGKAM | I | CFO, CCO | NA | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, JACARANDA TRUST | DE | OWNER | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | CCO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR/CHAIRMAN | E | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | PRESIDENT, CEO | E | Control |
| SCHILLING, LESLIE | I | CHAIRPERSON, SHAREHOLDER | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | E | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| ALEXANDER H. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| LESLIE T. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| LESLIE T. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| LESLIE T. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| LESLIE T. SCHILLING, TRUSTEE, THE JACARANDA TRUST | DE | OWNER | D | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | D | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | D | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | D | Control |
| SCHILLING, ALEXANDER, HAMILTON | I | DIRECTOR, CHAIRMAN | D | Control |
| SCHILLING, LESLIE, TANG | I | SHAREHOLDER, DIRECTOR | D | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | D | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | D | Control |
| SCHILLING, LESLIE, TANG | I | DIRECTOR | D | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
CA
Address
360 POST STREET, SUITE 900SAN FRANCISCO, CA 94108
United States
Phone: 415-392-9228