AXA GLOBAL STRUCTURED PRODUCTS, INC.
Legal name: AXA GLOBAL STRUCTURED PRODUCTS INC
CRD #111777 SEC #801-55625 NEW YORK, NY 212-218-2000
SEC Registered
Total AUM
$696.8M
Discretionary
$696.8M
Employees
10
Clients
0
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BYRNE, KEVIN, ROBERT | I | DIRECTOR | NA | Control |
| BYRNE, KEVIN, ROBERT | I | DIRECTOR | NA | Control |
| BYRNE, KEVIN, ROBERT | I | DIRECTOR | NA | Control |
| HACHEMIAN, FARZINE | I | PRESIDENT, SECRETARY | NA | Control |
| MIMRAN, PHILIPPE | I | DIRECTOR AND OFFICER | NA | Control |
| MIMRAN, PHILIPPE | I | DIRECTOR AND OFFICER | NA | Control |
| MIMRAN, PHILIPPE | I | DIRECTOR AND OFFICER | NA | Control |
| MIMRAN, PHILIPPE | I | DIRECTOR AND OFFICER | NA | Control |
| MOREAU, NICHOLAS | I | DIRECTOR | NA | Control |
| MOREAU, NICHOLAS | I | DIRECTOR | NA | Control |
| MOREAU, NICHOLAS | I | DIRECTOR | NA | Control |
| MOREAU, NICHOLAS | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| PHILIPPART, OLIVIER | I | DIRECTOR AND OFFICER | NA | Control |
| PHILIPPART, OLIVIER | I | DIRECTOR AND OFFICER | NA | Control |
| SEEMAN, BARRY, STUART | I | VICE CHAIRMAN AND TREASURER | NA | Control |
| AXA INVESTMENT MANAGERS SA | FE | PARENT OF APPLICANT | E | Control |
| AXA INVESTMENT MANAGERS SA | FE | PARENT OF APPLICANT | E | Control |
| AXA INVESTMENT MANAGERS SA | FE | PARENT OF APPLICANT | E | Control |
| AXA INVESTMENT MANAGERS SA | FE | PARENT OF APPLICANT | E | Control |
| AXA INVESTMENT MANAGERS SA | FE | PARENT OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | EACH OTHER SHAREHOLDER IN AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | EACH OTHER SHAREHOLDER IN AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | EACH OTHER SHAREHOLDER IN AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | EACH OTHER SHAREHOLDER IN AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | EACH OTHER SHAREHOLDER IN AXA INVESTMENT MANAGERS SA | E | Control |
| AXA ASSURANCES IARD SA | FE | AXA INVESTMENT MANAGERS SA | C | |
| AXA COLONIA KONZERN | FE | AXA INVESTMENT MANAGERS SA | C | |
| AXA FRANCE ASSURANCE | FE | AXA ASSURANCES IARD SA | C | |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | C | Control |
| AXA UK | FE | AXA INVESTMENT MANAGERS SA | C | |
| FINAXA | FE | AXA | C | Control |
| MUTUELLES AXA | FE | FINAXA | C | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Address
600 FIFTH AVENUE, 24TH FLOORNEW YORK, NY 10020
USA
Phone: 212-218-2000