EXECUTIVE FINANCIAL PLANNING, INCORPORATED
Legal name: EFP WEALTH MANAGEMENT
CRD #111783 SEC #801-64398 JACKSON, MS 601-364-7300
SEC Registered
Total AUM
$176M
Discretionary
$66M
Employees
--
Clients
--
Accounts
1,575
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- AUGUST
- Registration Date
- --
- Latest Filing
- Jun 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMMONS, EDWARD, TILLERY | I | CHIEF COMPLIANCE OFFICER, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SIMMONS, EDWARD, TILLERY | I | CHIEF COMPLIANCE OFFICER, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SIMMONS, EDWARD, TILLERY | I | CHIEF COMPLIANCE OFFICER, CHIEF TECHNOLOGY OFFICER | NA | Control |
| STONE, WILLIAM, ORLANDO | I | EXECUTIVE VICE PRESIDENT, SECRETARY/TREASURER | NA | Control |
| STONE, WILLIAM, ORLANDO | I | EXECUTIVE VICE PRESIDENT, SECRETARY/TREASURER | NA | Control |
| STONE, WILLIAM, ORLANDO | I | EXECUTIVE VICE PRESIDENT, SECRETARY/TREASURER | NA | Control |
| MCDANIEL, DOUGLAS, MAX | I | PRESIDENT | C | Control |
| MCDANIEL, DOUGLAS, MAX | I | PRESIDENT | C | Control |
| MCDANIEL, DOUGLAS, MAX | I | PRESIDENT | C | Control |
| CLEMENT, NEAL, JOHN | I | ADVISORY REPRESENTATIVE | A | Control |
| CLEMENT, NEAL, JOHN | I | ADVISORY REPRESENTATIVE | A | Control |
| CLEMENT, NEAL, JOHN | I | ADVISORY REPRESENTATIVE | A | Control |
| HOLLIDAY, JOHN, MARK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HOLLIDAY, JOHN, MARK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HOLLIDAY, JOHN, MARK | I | EXECUTIVE VICE PRESIDENT | A | Control |
| LENOIR, ROBERT, OTIS | I | ADVISORY REPRESENTATIVE | A | Control |
| LENOIR, ROBERT, OTIS | I | ADVISORY REPRESENTATIVE | A | Control |
| LENOIR, ROBERT, OTIS | I | ADVISORY REPRESENTATIVE | A | Control |
| THIGPEN, SCOT, ALLEN | I | ADVISORY REPRESENTATIVE | A | Control |
| THIGPEN, SCOT, ALLEN | I | ADVISORY REPRESENTATIVE | A | Control |
| THIGPEN, SCOT, ALLEN | I | ADVISORY REPRESENTATIVE | A | Control |
Registrations
Federal
IA
Jun 9, 2005 REGISTERED
Notice Filings (12)
AL AR CA GA KS MS NH OH OK PA TN TX
Address
1501 LAKELAND DRIVESUITE 201
JACKSON, MS 39216
USA
Phone: 601-364-7300