RIA Intelligence

JEFFREY SLOCUM & ASSOCIATES, INC.

Legal name: SLOCUM

CRD #111795 SEC #801-39426 MINNEAPOLIS, MN 612-338-7020
SEC Registered
Total AUM
$123.9B
Discretionary
$1.1B
Employees
80
Clients
0
Accounts
131

Firm Details

Organization Type
Corporation
State of Formation
Minnesota
Fiscal Year End
JANUARY
Registration Date
--
Latest Filing
Apr 28, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALTSTAETTER, VINCENTICONSULTANTNA
ALTSTAETTER, VINCENTICONSULTING ASSOCIATENA
BOUCHER, ANDRE, JEANICONSULTANTNA
BOUCHER, ANDRE, JEANICONSULTING ASSOCIATENA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
BULLION, JOHN, HOWELLIBOARD MEMBERNA
CONNORS, KATHY, ANNIPRINCIPALNA
CONNORS, KATHY, ANNIVICE PRESIDENTNA
CONNORS, KATHY, ANNIVICE PRESIDENTNA
CONNORS, KATHY, ANNIPRINCIPALNA
CONNORS, KATHY, ANNIVICE PRESIDENTNA
CONNORS, KATHY, ANNIVICE PRESIDENTNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DELAHANTY, NICOLEIPRINCIPALNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
DEWOLFE, DONALD, JAMESIBOARD MEMBERNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
DEWOLFE, DONALD, JAMESIBOARD MEMBER AND VICE CHAIRNA
EVANS, MARK, JAMESISENIOR CONSULTANT AND CHIEF COMPLIANCE OFFICERNA
EVANS, MARK, JAMESICONSULTANT AND CHIEF COMPLIANCE OFFICERNA
EVANS, MARK, JAMESICONSULTANTNA
EVANS, MARK, JAMESISENIOR CONSULTANT AND CHIEF COMPLIANCE OFFICERNA
EVANS, MARK, JAMESICONSULTANT AND CHIEF COMPLIANCE OFFICERNA
EVANS, MARK, JAMESIPRINCIPALNA
FIER, JUSTIN, JOSEPHICONSULTANTNA
FIER, JUSTIN, JOSEPHICONSULTANTNA
FIER, JUSTIN, JOSEPHISENIOR CONSULTANTNA
FIER, JUSTIN, JOSEPHICONSULTANTNA
FIER, JUSTIN, JOSEPHICONSULTANTNA
GORMAN, MEGAN, EVONNEICONSULTING ASSOCIATENA
GRIMM, CHRISTIAN, CHARLESICONSULTANTNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HAVICE, JONATHAN, DREWIPRINCIPALNA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALNA
MCREAVY, ROBERT, JAMESIGENERAL COUNSELNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICERNA
MCREAVY, ROBERT, JAMESICHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICERNA
MOELLER, MARK, WILLIAMICONSULTANTNA
MOELLER, MARK, WILLIAMICONSULTING ASSOCIATENA
MULLEN, MARY, ANNEICONSULTANTNA
MULLEN, MARY, ANNEICONSULTING ASSOCIATENA
MULLIN, BRYAN, DONALDIPRINCIPALNA
MULLIN, BRYAN, DONALDIPRINCIPALNA
MULLIN, BRYAN, DONALDIPRINCIPALNA
MULLIN, BRYAN, DONALDIPRINCIPALNA
MULLIN, BRYAN, DONALDIPRINCIPALNA
O'SHEA, MEGGAN, KEANEIPRINCIPALNA
O'SHEA, MEGGAN, KEANEIVICE PRESIDENTNA
O'SHEA, MEGGAN, KEANEIVICE PRESIDENTNA
O'SHEA, MEGGAN, KEANEIPRINCIPALNA
O'SHEA, MEGGAN, KEANEIVICE PRESIDENTNA
O'SHEA, MEGGAN, KEANEIPRINCIPALNA
O'SHEA, MEGGAN, KEANEIVICE PRESIDENTNA
OLSON, ELIZABETH, ANNICONSULTANTNA
OLSON, ELIZABETH, ANNICONSULTANTNA
OLSON, ELIZABETH, ANNICONSULTANTNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
OTTO, KATHLEEN, ROSEMARYICHIEF COMPLIANCE OFFICERNA
SCHMIT, KYLE, JAMESICONSULTANTNA
SCHMIT, KYLE, JAMESICONSULTING ASSOCIATENA
SENGER, VICKI, LYNNICONSULTANTNA
SLOCUM, HELENE, ZUBERIBOARD MEMBERNA
STEVENS, TIMOTHY, WAITEIDIRECTOR OF FINANCE & OPERATIONSNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TREANOR, JAMES, EDWARDIPRINCIPALNA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALNA
TSCHIDA, CHRISTOPHER, JAMESICONSULTANTNA
TSCHIDA, CHRISTOPHER, JAMESICONSULTANTNA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALNA
TSCHIDA, CHRISTOPHER, JAMESISENIOR CONSULTANTNA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALNA
TSCHIDA, CHRISTOPHER, JAMESICONSULTANTNA
WEISS, DEBORAH, DICKERICONSULTANTNA
WEISS, DEBORAH, DICKERISENIOR CONSULTANTNA
WEISS, DEBORAH, DICKERICONSULTANTNA
WICK, PAUL, DAVIDICONSULTANTNA
WICK, PAUL, DAVIDICONSULTANTNA
WICK, PAUL, DAVIDISENIOR CONSULTANTNA
WICK, PAUL, DAVIDICONSULTANTNA
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, HELENE, ZUBERIBOARD MEMBERE
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENTE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESICHIEF EXECUTIVE OFFICER AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
SLOCUM, JEFFREY, CHARLESIPRESIDENT AND CHAIRMAN OF BOARDE Control
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
O'SHEA, MEGGAN, KEANEIPRINCIPALB
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
EVANS, MARK, JAMESIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
HEMMAPLARDH, TEXAS, SURACHEZIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA
TSCHIDA, CHRISTOPHER, JAMESIPRINCIPALA

Registrations

Federal

IA
Apr 28, 2016 REGISTERED

Notice Filings (10)

CA FL IN MN NE NY OH OR TX WI

Address

43 MAIN STREET SOUTHEAST
#148
MINNEAPOLIS, MN 55414-1032
United States
Phone: 612-338-7020