ANCHOR FINANCIAL GROUP
CRD #111801 SEC #801-33340 SANTA ANA, CA 714-835-7703
SEC Registered
Total AUM
$30.7M
Discretionary
$30.7M
Employees
1
Clients
26
Accounts
130
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- AUGUST
- Registration Date
- --
- Latest Filing
- Apr 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, VICE PRESIDENT, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| KIERNAN, DANIEL, LEE | I | CFO, TREASURER | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| RICHARD, JOSEPH, ANDREW | I | VICE PRESIDENT | NA | |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| KIERNAN, STEPHEN, PAUL | I | CEO, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | E | Control |
| GREEN, JON, NORMAN | I | VICE PRESIDENT | D | Control |
| GREEN, JON, NORMAN | I | VICE PRESIDENT | D | Control |
| KIERNAN, STEPHEN, PAUL | I | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | C | Control |
| KIERNAN, STEPHEN, PAUL | I | PRESIDENT, SECRETARY | C | Control |
Registrations
Federal
IA
Apr 27, 2012 REGISTERED
Notice Filings (1)
CA
Address
1801 PARKCOURT PLACEBUILDING H
SANTA ANA, CA 92701
United States
Phone: 714-835-7703