KETTLER JAMES ROBERT
Legal name: KETTLER FINANCIAL SERVICES
CRD #111804 SEC #801-57668 FLINT, MI 810-233-3433
SEC Registered
Total AUM
$32.1M
Discretionary
$32.1M
Employees
5
Clients
10
Accounts
13
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KETTLER, JAMES ROBERT | DE | OWNER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER | E | Control |
| KETTLER, JAMES, ROBERT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 16, 2005 REGISTERED
Notice Filings (1)
MI
Address
503 SOUTH SAGINAW ST STE 715FLINT, MI 48502
USA
Phone: 810-233-3433