STONEBRIDGE CAPITAL MANAGEMENT, IV
CRD #111805 SEC #801-60311 WEST CALDWELL, NJ 973-244-9696
SEC Registered
Total AUM
$12.6M
Discretionary
$12.6M
Employees
10
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 28, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER/INVESTMENT MANAGER | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER/INVESTMENT MANAGER | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER/INVESTMENT MANAGER | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER/INVESTMENT MANAGER | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER/INVESTMENT MANAGER | D | Control |
| MM & CO., LLC | DE | MEMBER | D | Control |
| MM & CO., LLC | DE | MEMBER | D | |
| MM & CO., LLC | DE | MEMBER | D | |
| MM & CO., LLC | DE | MEMBER | D | Control |
| MM & CO., LLC | DE | MEMBER | D | |
| MM & CO., LLC | DE | MEMBER | D | |
| MM & CO., LLC | DE | MEMBER | D | Control |
| SONEBRIDGE FINANCIAL, INC. | DE | MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MEMBER | D | Control |
| STONEBRIDGE FINANCIAL, INC. | DE | MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL, INC. | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MILIOTIS, CHRISTOPHER, JOHN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
| MONAHAN, WILLIAM, MARTIN | I | MM & CO., LLC | D | Control |
Registrations
Federal
IA
Apr 28, 2011 REGISTERED
Notice Filings (1)
NJ
Address
33 CLINTON ROADWEST CALDWELL, NJ 7006
United States
Phone: 973-244-9696