RIA Intelligence

JONES & BABSON, INC.

CRD #11181 SEC #801-7330 KANSAS CITY, MO 816-751-5900
SEC Registered Broker-Dealer
Total AUM
$1.2B
Discretionary
$1.2B
Employees
--
Clients
0
Accounts
13

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADAMS, PAUL BRADLEYIDIRECTOR, VICE PRESIDENT, TREASURER & CHIEF FINANCIAL OFFICERNA Control
COLLINS, DANIEL JOSEPHIDIRECTORNA Control
COLLINS, DANIEL JOSEPHIDIRECTORNA Control
COOKE, WILLIAM GUYICHIEF COMPLIANCE OFFICERNA Control
CRAMER, MARTIN ALVORDICOMPLIANCE OFFICERNA Control
CRAMER, MARTIN ALVORDILEGAL AND REGULATORY AFFAIRS VICE PRESIDENT, SECRETARYNA Control
CRAMER, MARTIN ALVORDICOMPLIANCE OFFICERNA Control
DEARDORFF, MICHAEL KENTIDIRECTORNA Control
FERRIS, LISA ANNIDIRECTORNA Control
FERRIS, LISA ANNIDIRECTORNA Control
GATES, DAVID ALLENIDIRECTORNA Control
HIGLEY, DAVID LEEIDIRECTORNA Control
KERMEEN, DEBORAH JOYICFO/FINOPNA Control
KERMEEN, DEBORAH JOYICFO/FINOPNA Control
RITTER, EDWARD SCOTTIDIRECTORNA Control
SAWYER, ROBERT NOELIDIRECTORNA Control
SODEN, STEPHEN STANLEYICHAIRMAN, PRESIDENT AND DIRECTORNA Control
TAFT, JOHN GODFREYICEO, DIRECTORNA Control
TAFT, JOHN GODFREYICEO, DIRECTORNA Control
BUSINESS MEN'S ASSURANCE COMPANY OF AMERICADE100 % OWNERE Control
RBC DAIN RAUSCHER CORP.DEDIRECT OWNERE Control
RBC DAIN RAUSCHER CORP.DEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GEFINAFEBUSINESS MEN'S ASSURANCE COMPANY OF AMERICAE Control
GENERALIFEGEFINAE Control
RBC HOLDINGS (USA) INC.DERBC DAIN RAUSCHER CORP.E Control
RBC HOLDINGS (USA) INC.DERBC USA HOLDCO CORP.E Control
RBC USA HOLDCO CORP.DERBC DAIN RAUSCHER CORP.E Control
ROYAL BANK OF CANADAFERBC HOLDINGS (USA) INC.E Control
ROYAL BANK OF CANADAFERBC HOLDINGS (USA) INC.E Control
MEDIOBANCAFEGENERALIC Control

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Notice Filings (3)

KS MN MO

Address

BMA TOWER
700 KARNES BLVD
KANSAS CITY, MO 64108-3306
USA
Phone: 816-751-5900