DELTA ADVISORS INC
Legal name: THE DELTA GROUP
CRD #111852 SEC #801-21129 LOS ALTOS, CA 650-988-0490
SEC Registered
Total AUM
$39.3M
Discretionary
$30.9M
Employees
1
Clients
51
Accounts
56
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jul 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DURDEN, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURDEN, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURDEN, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURDEN, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURDEN, JOHN, KENNETH | I | COMPLIANCE CONSULTANT | NA | |
| DURDEN, JOHN, KENNETH | I | COMPLIANCE CONSULTANT | NA | |
| DURDEN, JOHN, KENNETH | I | COMPLIANCE CONSULTANT | NA | |
| DURDEN, JOHN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURDEN, JOHN, KENNETH | I | COMPLIANCE CONSULTANT | NA | |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| DAHL, ERIC, DREW | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CCO | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CCO | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CCO | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR | D | Control |
| WILLIAMS, PATRICIA, JEAN | I | DIRECTOR/CCO | D | Control |
Registrations
Federal
IA
Jul 13, 2012 REGISTERED
Notice Filings (2)
CA HI
Address
5050 EL CAMINO REALSTE. 100
LOS ALTOS, CA 94022
United States
Phone: 650-988-0490