STEPHENS VAL G REGISTERED INVESTMENT ADVISOR INC
Legal name: STEPHENS ASSET MANAGEMENT INC
CRD #111857 SEC #801-57656 FAIR OAKS, CA 916-863-6330
SEC Registered
Total AUM
$43.1M
Discretionary
$43.1M
Employees
1
Clients
51
Accounts
84
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHENS, VAL, GARNER | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (8)
CA CT LA MD NV OR TX UT
Address
7844 MADISON AVE STE 120FAIR OAKS, CA 95628
United States
Phone: 916-863-6330