LWI FINANCIAL INC.
CRD #111861 SEC #801-55934 SAN JOSE, CA 800-366-7266
SEC Registered
Total AUM
$17.2B
Discretionary
$0
Employees
118
Clients
0
Accounts
25,748
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2018 | $17.2B | $0 | $17.2B | 118 | 0 |
| Mar 2017 | $14.7B | $0 | $14.7B | 112 | 23,202 |
| Oct 2016 | $13.1B | $0 | $13.1B | 110 | 23,095 |
| Jul 2016 | $13.1B | $0 | $13.1B | 110 | 23,095 |
| Apr 2016 | $13.1B | $0 | $13.1B | 110 | 23,095 |
| Mar 2016 | $13.1B | $0 | $13.1B | 110 | 22,640 |
| Feb 2016 | $12.5B | $0 | $12.5B | 101 | 29,420 |
| Jan 2016 | $12.5B | $0 | $12.5B | 101 | 29,420 |
| Oct 2015 | $12.5B | $0 | $12.5B | 101 | 29,420 |
| Jul 2015 | $12.5B | $0 | $12.5B | 101 | 29,420 |
| Mar 2015 | $12.5B | $0 | $12.5B | 101 | 29,420 |
| Jan 2015 | $10.4B | $0 | $10.4B | 97 | 25,900 |
| Jan 2015 | $10.4B | $0 | $10.4B | 97 | 25,900 |
| Dec 2014 | $10.4B | $0 | $10.4B | 97 | 25,900 |
| Mar 2014 | $10.4B | $0 | $10.4B | 97 | 25,900 |
| Jan 2014 | $8.2B | $0 | $8.2B | 100 | 23,600 |
| Nov 2013 | $8.2B | $0 | $8.2B | 100 | 23,600 |
| Mar 2013 | $8.2B | $0 | $8.2B | 100 | 23,600 |
| Mar 2012 | $7.2B | $0 | $7.2B | 51 | 21,100 |
| Mar 2011 | $6.6B | $0 | $6.6B | 51 | -- |
| May 2007 | $5B | $500M | $4.5B | 51 | -- |
| Feb 2007 | $5B | $500M | $4.5B | 51 | -- |
| Nov 2006 | $3.6B | $360M | $3.3B | 51 | -- |
| Mar 2006 | $3.6B | $360M | $3.3B | 51 | -- |
| Feb 2006 | $3.6B | $360M | $3.3B | 51 | -- |
| Feb 2006 | $3.6B | $360M | $3.3B | 51 | -- |
| Nov 2005 | $2.4B | $350M | $2B | 51 | -- |
| Sep 2005 | $2.4B | $350M | $2B | 51 | -- |
| May 2005 | $2.4B | $350M | $2B | 51 | -- |
| Dec 2004 | $2.2B | $345.3M | $1.9B | 51 | -- |
| Mar 2004 | $1.9B | $0 | $1.9B | 51 | -- |
| Jan 2004 | $1.3B | $0 | $1.3B | 51 | -- |
| Dec 2003 | $1.3B | $0 | $1.3B | 51 | -- |
| Dec 2003 | $1.3B | $0 | $1.3B | 51 | -- |
| Apr 2002 | $1.3B | $0 | $1.3B | 51 | -- |
| Oct 2001 | $1.4B | $1.4B | $0 | 51 | -- |
| Sep 2001 | $1.4B | $1.4B | $0 | 51 | -- |
| Sep 2001 | $1.4B | $1.4B | $0 | 51 | -- |
| Aug 2001 | $1.4B | $1.4B | $0 | 51 | -- |
| Jun 2001 | $1.4B | $1.4B | $0 | 51 | -- |
DateApr 2018
Total AUM$17.2B
Discretionary$0
Non-Disc.$17.2B
Employees118
Clients0
DateMar 2017
Total AUM$14.7B
Discretionary$0
Non-Disc.$14.7B
Employees112
Clients23,202
DateOct 2016
Total AUM$13.1B
Discretionary$0
Non-Disc.$13.1B
Employees110
Clients23,095
DateJul 2016
Total AUM$13.1B
Discretionary$0
Non-Disc.$13.1B
Employees110
Clients23,095
DateApr 2016
Total AUM$13.1B
Discretionary$0
Non-Disc.$13.1B
Employees110
Clients23,095
DateMar 2016
Total AUM$13.1B
Discretionary$0
Non-Disc.$13.1B
Employees110
Clients22,640
DateFeb 2016
Total AUM$12.5B
Discretionary$0
Non-Disc.$12.5B
Employees101
Clients29,420
DateJan 2016
Total AUM$12.5B
Discretionary$0
Non-Disc.$12.5B
Employees101
Clients29,420
DateOct 2015
Total AUM$12.5B
Discretionary$0
Non-Disc.$12.5B
Employees101
Clients29,420
DateJul 2015
Total AUM$12.5B
Discretionary$0
Non-Disc.$12.5B
Employees101
Clients29,420
DateMar 2015
Total AUM$12.5B
Discretionary$0
Non-Disc.$12.5B
Employees101
Clients29,420
DateJan 2015
Total AUM$10.4B
Discretionary$0
Non-Disc.$10.4B
Employees97
Clients25,900
DateJan 2015
Total AUM$10.4B
Discretionary$0
Non-Disc.$10.4B
Employees97
Clients25,900
DateDec 2014
Total AUM$10.4B
Discretionary$0
Non-Disc.$10.4B
Employees97
Clients25,900
DateMar 2014
Total AUM$10.4B
Discretionary$0
Non-Disc.$10.4B
Employees97
Clients25,900
DateJan 2014
Total AUM$8.2B
Discretionary$0
Non-Disc.$8.2B
Employees100
Clients23,600
DateNov 2013
Total AUM$8.2B
Discretionary$0
Non-Disc.$8.2B
Employees100
Clients23,600
DateMar 2013
Total AUM$8.2B
Discretionary$0
Non-Disc.$8.2B
Employees100
Clients23,600
DateMar 2012
Total AUM$7.2B
Discretionary$0
Non-Disc.$7.2B
Employees51
Clients21,100
DateMar 2011
Total AUM$6.6B
Discretionary$0
Non-Disc.$6.6B
Employees51
Clients--
DateMay 2007
Total AUM$5B
Discretionary$500M
Non-Disc.$4.5B
Employees51
Clients--
DateFeb 2007
Total AUM$5B
Discretionary$500M
Non-Disc.$4.5B
Employees51
Clients--
DateNov 2006
Total AUM$3.6B
Discretionary$360M
Non-Disc.$3.3B
Employees51
Clients--
DateMar 2006
Total AUM$3.6B
Discretionary$360M
Non-Disc.$3.3B
Employees51
Clients--
DateFeb 2006
Total AUM$3.6B
Discretionary$360M
Non-Disc.$3.3B
Employees51
Clients--
DateFeb 2006
Total AUM$3.6B
Discretionary$360M
Non-Disc.$3.3B
Employees51
Clients--
DateNov 2005
Total AUM$2.4B
Discretionary$350M
Non-Disc.$2B
Employees51
Clients--
DateSep 2005
Total AUM$2.4B
Discretionary$350M
Non-Disc.$2B
Employees51
Clients--
DateMay 2005
Total AUM$2.4B
Discretionary$350M
Non-Disc.$2B
Employees51
Clients--
DateDec 2004
Total AUM$2.2B
Discretionary$345.3M
Non-Disc.$1.9B
Employees51
Clients--
DateMar 2004
Total AUM$1.9B
Discretionary$0
Non-Disc.$1.9B
Employees51
Clients--
DateJan 2004
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees51
Clients--
DateDec 2003
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees51
Clients--
DateDec 2003
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees51
Clients--
DateApr 2002
Total AUM$1.3B
Discretionary$0
Non-Disc.$1.3B
Employees51
Clients--
DateOct 2001
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees51
Clients--
DateSep 2001
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees51
Clients--
DateSep 2001
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees51
Clients--
DateAug 2001
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees51
Clients--
DateJun 2001
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees51
Clients--