XELAN INVESTMENT SERVICES, INC.
CRD #111870 SEC #801-60149 SAN DIEGO, CA 619-232-0444
SEC Registered
Total AUM
$821.1M
Discretionary
$821.1M
Employees
10
Clients
0
Accounts
1,985
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORD, JENNIFER | I | SECRETARY | NA | |
| FORD, JENNIFER | I | SECRETARY | NA | |
| HERMAN, JOHN, CLIFFORD | I | PRESIDENT | NA | Control |
| HERMAN, JOHN, CLIFFORD | I | PRESIDENT | NA | Control |
| LOCKO, STEPHEN, MICHAEL | I | EXECUTIVE VP | NA | Control |
| LOCKO, STEPHEN, MICHAEL | I | PRESIDENT | NA | Control |
| MURPHY, MELISSA | I | SECRETARY | NA | |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
| GUESS, LEWIS, DONALD | I | MAJORITY OWNER | E | Control |
Registrations
Federal
IA
Nov 15, 2005 REGISTERED
Notice Filings (48)
AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA WA WI WV
Address
401 WEST A STREET , SUITE 2210SAN DIEGO, CA 92101-7909
USA
Phone: 619-232-0444