PLUSFUNDS.COM, LTD
CRD #111886 SEC #801-57325 NEW YORK, NY 212-653-1900
SEC Registered
Total AUM
$25.5M
Discretionary
$0
Employees
51
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DESOUZA, CLIFFORD, VINCENT | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLEAVY, KEVIN, BRIAN | I | DIRECTOR | NA | Control |
| GLUCK, FRED | I | DIRECTOR | NA | Control |
| MATHAIDAVIS, WALLACE, MARTIN | I | DIRECTOR | NA | Control |
| MAY, IRENEE | I | DIRECTOR | NA | Control |
| MCMAHON, PATRICK, JOSEPH | I | CHIEF LEGAL OFFICER | NA | Control |
| MORRISS, BURTON, DOUGLAS | I | DIRECTOR | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT: CHIEF EXECUTIVE OFFICER | NA | Control |
| YANKER, RANDALL, STUART | I | DIRECTOR | NA | Control |
| EXCOLATUR, LTD. | FE | SHAREHOLDER | D | Control |
| PAPPAJOHN, GREGORY, ERNEST | I | SHAREHOLDER | B | |
| SUAN, CHRISTOPHER, TUNG | I | SHAREHOLDER | B | |
| YANKER, RODNEY, STEVEN | I | SHAREHOLDER | B | |
| HOLMES, JANET | I | SHAREHOLDER | A | |
| MKK LIMITED | FE | SHAREHOLDER | A | |
| PRESS, JOEL | I | SHAREHOLDER | A | |
| SUGRUE, CHRISTOPHER | I | CHAIRMAN OF THE BOARD | A | Control |
| WINEGARDNER, DIEGO, PETELIN | I | VICE CHAIRMAN OF THE BOARD | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GHEIT, KAMAL, AHMED | I | EXCOLATUR LTD. | D | Control |
| KAVANAGH, KATHLEEN | I | MKK LTD. | D | |
| KAVANAGH, MARK | I | MKK LTD. | D | |
| WINEGARDNER, NICHOLAS, PETELIN | I | EXCOLATUR LTD. | D | Control |
Registrations
Federal
IA
Jul 26, 2001 REGISTERED
Address
33 WHITEHALL STREET27TH FLOOR
NEW YORK, NY 10004
USA
Phone: 212-653-1900