FRIEDBERG INVESTMENT MANAGEMENT, INC.
CRD #111911 SEC #801-14063 HOUSTON, TX 713-630-8390
SEC Registered
Total AUM
$88.1M
Discretionary
$88.1M
Employees
4
Clients
--
Accounts
257
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EMMEL, DAVID, DONALD | I | VICE PRESIDENT | NA | |
| EMMEL, DAVID, DONALD | I | VICE PRESIDENT | NA | |
| EMMEL, DAVID, DONALD | I | VICE PRESIDENT | NA | |
| EMMEL, DAVID, DONALD | I | VICE PRESIDENT | NA | |
| EMMEL, DAVID, DONALD | I | VICE PRESIDENT | NA | |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| TANNER, MONA, E. | I | OPERATIONS MANAGER / ASSISTANT SECRETARY | NA | |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | NA | Control |
| TANNER, MONA, E. | I | OPERATIONS MANAGER / ASSISTANT SECRETARY | NA | |
| FRIEDBERG JEFFREY LANGMAN | DE | PRESIDENT | E | Control |
| FRIEDBERG JEFFREY LANGMAN | DE | PRESIDENT | E | Control |
| FRIEDBERG JEFFREY LANGMAN | DE | PRESIDENT | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| FRIEDBERG, JEFFREY, LANGMAN | I | PRESIDENT | D | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | C | Control |
| REICHEK, JONATHAN, G | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | C | Control |
| KENT, TIFFANY, SUE | I | VICE PRESIDENT | B | Control |
| KENT, TIFFANY, SUE | I | VICE PRESIDENT | B | Control |
| KENT, TIFFANY, SUE | I | VICE PRESIDENT | B | Control |
| KENT, TIFFANY, SUE | I | VICE PRESIDENT | B | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | B | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | B | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT OF RESEARCH | B | |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | B | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT | B | Control |
| REICHEK, JONATHAN, G | I | VICE PRESIDENT OF RESEARCH | B | |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | OFFICE ADMINISTRATOR / RESEARCH ASSOCIATE / CHIEF COMPLIANCE OFFICER | A | Control |
| TANNER, MONA, E. | I | SHAREHOLDER | A |
Registrations
Federal
IA
Sep 27, 2017 REGISTERED
Notice Filings (7)
CA CO FL LA NY PA TX
Address
3200 SOUTHWEST FREEWAYSUITE 2160
HOUSTON, TX 77027
United States
Phone: 713-630-8390