GUARDIAN ASSET MANAGEMENT CORP.
CRD #111914 SEC #801-37649 NEW YORK, NY 212-919-2349
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
51
Clients
0
Accounts
39
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, RICHARD, JOSEPH | I | MANAGING DIRECTOR | NA | |
| DONOHUE, THOMAS | I | MANAGING DIRECTOR | NA | |
| JONES, FRANK, JOSEPH | I | PRESIDENT & B/D MEMBER | NA | Control |
| KANE, EDWARD, KONRAD | I | B/D MEMBER | NA | Control |
| MURPHY, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | |
| POTTER, RICHARD, THOMAS | I | VP & EQUITY COUNSEL | NA | |
| REALE, ROBERT | I | CHIEF ADMIN. OFFICER | NA | Control |
| SARGENT, JOSEPH, DUDLEY | I | CHAIRMAN & CEO | NA | Control |
| SCARPATI, STEPHEN | I | SVP, FINANCIAL MGMT. & CONTROL | NA | Control |
| SORELL, THOMAS, GEORGE | I | SR. MANAGING DIRECTOR | NA | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
Registrations
Federal
IA
May 24, 2001 REGISTERED
Address
7 HANOVER SQUARENEW YORK, NY 10004
USA
Phone: 212-919-2349