WEALTHWISE LLC
CRD #111918 SEC #801-55202 SAN LUIS OBISPO, CA 805-547-1177
SEC Registered Broker-Dealer
Total AUM
$40M
Discretionary
$35M
Employees
5
Clients
251
Accounts
150
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORREST, JEFFREY, ALLAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FORREST, JEFFREY, ALLAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WEALTH ENHANCEMENT & PRESERVATION LLC | DE | PRESIDENT | E | Control |
| WEALTH ENHANCEMENT & PRESERVATION LLC | DE | PRESIDENT | E | Control |
| WEALTH ENHANCEMENT & PRESERVATION LLC | DE | PRESIDENT | E | Control |
| WEALTH ENHANCEMENT & PRESERVATION LLC | DE | PRESIDENT | E | Control |
| WEALTH ENHANCEMENT & PRESERVATION LLC | DE | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 27, 2005 REGISTERED
Notice Filings (5)
AZ CA NV SC UT
Address
3889 LONG STREETSUITE 200
SAN LUIS OBISPO, CA 93401
USA
Phone: 805-547-1177