PLEXUS PLAN SPONSOR GROUP, INC.
CRD #111979 SEC #801-51855 NEW YORK, NY 301-961-1954
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, LAURIE, MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BENNETT, LAURIE, MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERRY, JAMES, C. P. | I | SECRETARY | NA | |
| BERRY, JAMES, C. P. | I | SECRETARY | NA | |
| BREWER, KEVIN, CHARLES | I | VP AND CHIEF FINANCIAL OFFICER | NA | |
| BREWER, KEVIN, CHARLES | I | VP AND CHIEF FINANCIAL OFFICER | NA | |
| BULONE, ANGELO | I | ASSISTANT TREASURER, CONTROLLER | NA | Control |
| BULONE, ANGELO | I | ASSISTANT TREASURER, CONTROLLER | NA | Control |
| BULONE, ANGELO | I | ASSISTANT TREASURER, CONTROLLER | NA | Control |
| BULONE, ANGELO | I | ASSISTANT TREASURER, CONTROLLER | NA | Control |
| CHMURA, SUZANNE, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHMURA, SUZANNE, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| CUNEO, LAWRENCE, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | |
| CUNEO, LAWRENCE, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | |
| CUNEO, LAWRENCE, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CUNEO, LAWRENCE, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOMOWITZ, IAN, HARRY | I | PRESIDENT, DIRECTOR | NA | Control |
| DOMOWITZ, IAN, HARRY | I | PRESIDENT, DIRECTOR | NA | Control |
| DOMOWITZ, IAN, HARRY | I | PRESIDENT, DIRECTOR | NA | Control |
| DOMOWITZ, IAN, HARRY | I | PRESIDENT, DIRECTOR | NA | Control |
| GASSER, ROBERT, CHRISTIAN | I | DIRECTOR | NA | Control |
| GOEBELS, PAULIN, MATS | I | SECRETARY, DIRECTOR | NA | Control |
| GOEBELS, PAULIN, MATS | I | SECRETARY, DIRECTOR | NA | Control |
| GOEBELS, PAULIN, MATS | I | SECRETARY, DIRECTOR | NA | Control |
| GOEBELS, PAULIN, MATS | I | SECRETARY, DIRECTOR | NA | Control |
| HALL, DAVID, LISLE | I | PRESIDENT | NA | Control |
| KILLIAN, RAYMOND, LOUIS | I | DIRECTOR | NA | Control |
| KILLIAN, RAYMOND, LOUIS | I | DIRECTOR | NA | Control |
| KILLIAN, RAYMOND, LOUIS | I | DIRECTOR | NA | Control |
| LEE, CARRIE | I | CONTROLLER | NA | |
| LEE, CARRIE | I | CONTROLLER | NA | |
| MATTIA, ANTHONY, STEPHEN | I | DIRECTOR | NA | Control |
| MATTIA, ANTHONY, STEPHEN | I | DIRECTOR | NA | Control |
| MATTIA, ANTHONY, STEPHEN | I | DIRECTOR | NA | Control |
| MATTIA, ANTHONY, STEPHEN | I | DIRECTOR | NA | Control |
| MILLER, REGINA, LORRAINE | I | SECRETARY | NA | Control |
| MILLER, REGINA, LORRAINE | I | SECRETARY | NA | Control |
| NAPHTALI, HOWARD, COLMAN | I | TREASURER, DIRECTOR | NA | Control |
| NAPHTALI, HOWARD, COLMAN | I | TREASURER, DIRECTOR | NA | Control |
| NAPHTALI, HOWARD, COLMAN | I | TREASURER, DIRECTOR | NA | Control |
| NAPHTALI, HOWARD, COLMAN | I | TREASURER, DIRECTOR | NA | Control |
| SAMSON, TIMOTHY, HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY, HUGH | I | ASSISTANT SECRETARY | NA | |
| SCREEN, IAN | I | CHIEF OPERATING OFFICER | NA | |
| SCREEN, IAN | I | CHIEF OPERATING OFFICER | NA | |
| STEIN, AVRAM | I | PRESIDENT AND CEO | NA | Control |
| STEIN, AVRAM | I | PRESIDENT AND CEO | NA | Control |
| STEIN, AVRAM | I | PRESIDENT | NA | Control |
| STEIN, AVRAM | I | PRESIDENT | NA | Control |
| STEPHENSON, LISA, O | I | VICE PRESIDENT AND GENERAL COUNSEL | NA | |
| STEPHENSON, LISA, O | I | VICE PRESIDENT AND GENERAL COUNSEL | NA | |
| WAGNER, WAYNE, HILBERT | I | CHAIRMAN | NA | Control |
| WAGNER, WAYNE, HILBERT | I | CHAIRMAN | NA | Control |
| WAGNER, WAYNE, HILBERT | I | DIRECTOR | NA | Control |
| WAGNER, WAYNE, HILBERT | I | DIRECTOR | NA | Control |
| ITG ANALYTICS, INC. | DE | SHAREHOLDER | E | Control |
| ITG ANALYTICS, INC. | DE | SHAREHOLDER | E | Control |
| ITG ANALYTICS, INC. | DE | SHAREHOLDER | E | Control |
| ITG ANALYTICS, INC. | DE | SHAREHOLDER | E | Control |
| JP MORGAN CHASE BANK | DE | SHAREHOLDER | E | Control |
| JP MORGAN CHASE BANK | DE | SHAREHOLDER | E | Control |
| JP MORGAN CHASE BANK | DE | SHAREHOLDER | E | Control |
| JP MORGAN CHASE BANK | DE | SHAREHOLDER | E | Control |
| CUNEO, LAWRENCE, JOSEPH | I | CHIEF OPERATING OFFICER | C | Control |
| PLEXUS GROUP EMPLOYEE STOCK OPTION TRUST | DE | TRUST | C | Control |
| WAGNER, WAYNE, HILBERT | I | CHAIRMAN | C | Control |
| EDWARDS, MARK, CLIFTON | I | SECRETARY | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INVESTMENT TECHNOLOGY GROUP, INC. | DE | ITG SOLUTIONS NETWORK, INC. | E | Control |
| INVESTMENT TECHNOLOGY GROUP, INC. | DE | ITG SOLUTIONS NETWORK, INC. | E | Control |
| INVESTMENT TECHNOLOGY GROUP, INC. | DE | ITG SOLUTIONS NETWORK, INC. | E | Control |
| INVESTMENT TECHNOLOGY GROUP, INC. | DE | ITG SOLUTIONS NETWORK, INC. | E | Control |
| ITG SOLUTIONS NETWORK, INC. | DE | ITG ANALYTICS, INC. | E | Control |
| ITG SOLUTIONS NETWORK, INC. | DE | ITG ANALYTICS, INC. | E | Control |
| ITG SOLUTIONS NETWORK, INC. | DE | ITG ANALYTICS, INC. | E | Control |
| ITG SOLUTIONS NETWORK, INC. | DE | ITG ANALYTICS, INC. | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
| J.P. MORGAN CHASE & CO. | DE | JPMORGAN CHASE BANK | E | Control |
Registrations
Federal
IA
Jan 25, 2007 REGISTERED
Notice Filings (3)
CA MD NY
Address
380 MADISON AVENUE4TH FLOOR
NEW YORK, NY 10017
USA
Phone: 301-961-1954