CYPRESSTREE INVESTMENT MANAGEMENT, LLC
CRD #111980 SEC #801-53325 NEW YORK, NY 212-624-1200
SEC Registered
Total AUM
$2.5B
Discretionary
$2.5B
Employees
5
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANAVAN, JOSEPH | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| CANAVAN, JOSEPH | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| CANAVAN, JOSEPH | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| CANAVAN, JOSEPH | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| CANAVAN, JOSEPH | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER & DIRECTOR | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER & DIRECTOR | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER & DIRECTOR | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER | NA | Control |
| CARNES, JR., PRESTON, IRA | I | PORTFOLIO MANAGER | NA | |
| CLAIDEN, RICHARD, JOHN | I | TREASURER | NA | Control |
| COLLETTI, CARL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| HADELER, MARTHA, N/A | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| JASPER, THOMAS, WARREN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACDONALD, DAVID, VINCENT | I | CONTROLLER | NA | |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| MILTON, ROBERT, COLBY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| O'CONNELL, WILLIAM, DENNIS | I | VICE PRESIDENT | NA | |
| O'CONNELL, WILLIAM, DENNIS | I | VICE PRESIDENT | NA | |
| O'CONNELL, WILLIAM, DENNIS | I | VICE PRESIDENT | NA | |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT & DIRECTOR | NA | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT & DIRECTOR | NA | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT & DIRECTOR | NA | Control |
| THELEN, KAREN, JEAN | I | VICE PRESIDENT | NA | |
| THELEN, KAREN, JEAN | I | VICE PRESIDENT | NA | |
| THELEN, KAREN, JEAN | I | VICE PRESIDENT | NA | |
| THELEN, KAREN, JEAN | I | VICE PRESIDENT | NA | |
| TRITTO, VINCENT, BENEDICT | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF CREDIT OFFICER | NA | Control |
| WEEDEN, ROBERT, ELLIOTT | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| WEEDEN, ROBERT, ELLIOTT | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| WEEDEN, ROBERT, ELLIOTT | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| WEEDEN, ROBERT, ELLIOTT | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| WONG, CYNTHIA, MING LING | I | VICE PRESIDENT | NA | Control |
| CIFC ASSET MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| CIFC INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| CIFC INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| COMMERCIAL INDUSTRIAL FINANCE CORP | DE | UNITHOLDER | E | Control |
| COMMERCIAL INDUSTRIAL FINANCE CORP. | DE | SOLE MEMBER | E | Control |
| CYPRESS HOLDING COMPANY | DE | OWNER | E | Control |
| CYPRESS HOLDING COMPANY | DE | OWNER | E | Control |
| CYPRESS HOLDING COMPANY | DE | OWNER | E | Control |
| CYPRESS HOLDING COMPANY | DE | OWNER | E | Control |
| CYPRESS HOLDING COMPANY | DE | OWNER | E | Control |
| CYPRESS HOLDING COMPANY, INC. | DE | OWNER OF CYPRESSTREE INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| CYPRESS HOLDING COMPANY, INC. | DE | OWNER OF CYPRESSTREE INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| CYPRESS HOLDING COMPANY, INC. | DE | OWNER OF CYPRESSTREE INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| CYPRESS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER OF CYPRESS HOLDING COMPANY, INC. | E | Control |
| CYPRESS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER OF CYPRESS HOLDING COMPANY, INC. | E | Control |
| CYPRESS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER OF CYPRESS HOLDING COMPANY, INC. | E | Control |
| CYPRESS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER | E | Control |
| CYPRUS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER | E | Control |
| CYPRUS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER | E | Control |
| CYPRUS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER | E | Control |
| CYPRUS MANAGEMENT ACQUISITION COMPANY, INC. | DE | OWNER | E | Control |
| PRIMUS ASSET MANAGEMENT, INC. (PAM) | DE | PARENT COMPANY OF REGISTRANT | E | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT | D | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT | D | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRABOTTA, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT | C | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT | C | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT | C | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT | C | Control |
| OMOHUNDRO, RICHARD, EUGENE | I | PRESIDENT | C | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT | B | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT | B | Control |
| HADELER, MARTHA, N/A | I | VICE PRESIDENT | B | Control |
| WEEDEN, ROBERT, ELLIOTT | I | VICE PRESIDENT | B | Control |
| WEEDEN, ROBERT, ELLIOTT | I | VICE PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHARLESBANK EQUITY FUND V, L.P. | DE | CHARLESBANK CIFC HOLDINGS, LLC | E | Control |
| CIFC CORP. | DE | CIFC ASSET MANAGEMENT LLC | E | Control |
| CIFC DEERFIELD CORP. | DE | CIFC INVESTMENT MANAGEMENT LLC | E | Control |
| CIFC DEERFIELD CORP. | DE | CIFC INVESTMENT MANAGEMENT LLC | E | Control |
| CIFC PARENT HOLDINGS, LLC | DE | COMMERCIAL INDUSTRIAL FINANCE CORP | E | Control |
| CIFC PARENT HOLDINGS, LLC | DE | COMMERCIAL INDUSTRIAL FINANCE CORP | E | Control |
| PRIMUS (BERMUDA), LTD. (PBL) | FE | PRIMUS GROUP HOLDINGS, LLC (PGH) | E | Control |
| PRIMUS GROUP HOLDINGS, LLC (PGH) | DE | PRIMUS ASSET MANAGEMENT, INC. (PAM) | E | Control |
| PRIMUS GUARANTY, LTD. (PGL) | FE | PRIMUS (BERMUDA), LTD. (PBL) | E | Control |
| CHARLESBANK CIFC HOLDINGS, LLC | DE | CIFC PARENT HOLDINGS, LLC | C | Control |
| CHARLESBANK CIFC HOLDINGS, LLC | DE | CIFC PARENT HOLDINGS, LLC | C | Control |
| CHARLESBANK EQUITY FUND VI, L.P. | DE | CIFC PARENT HOLDINGS, LLC | C | Control |
| CHARLESBANK EQUITY FUND VI, L.P. | DE | CIFC PARENT HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
May 13, 2011 REGISTERED
Notice Filings (2)
MA NY
Address
C/O CIFC DEERFIELD CORP.250 PARK AVENUE, FIFTH FLOOR
NEW YORK, NY 10177
United States
Phone: 212-624-1200