MAINSTREAM INVESTMENT ADVISERS LLC

CRD #111981 SEC #801-54799 NEW ALBANY, IN 812-981-8100

SEC Registered Private Funds

Total AUM

$231.3M

Discretionary

$231.3M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Kentucky
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 12, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CRAIG, CHARLES, FREDERICK	I	RESEARCH ANALYST	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	RESEARCH ANALYST	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
CRAIG, CHARLES, FREDERICK	I	PORTFOLIO MANAGER	NA
ELLINGTON, SAM	I	DIRECTOR, PRODUCT MANAGEMENT, SERVICE & MARKETING	NA
ELLINGTON, SAM	I	DIRECTOR, PORTFOLIO MANAGEMENT & CLIENT SERVICE	NA
ELLINGTON, SAM	I	DIRECTOR, PRODUCT MANAGEMENT, SERVICE & MARKETING	NA
ELLINGTON, SAM	I	DIRECTOR, PRODUCT MANAGEMENT, SERVICE & MARKETING	NA
ELLINGTON, SAM	I	DIRECTOR, PRODUCT MANAGEMENT, SERVICE & MARKETING	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
HULLS, DIANE, JEAN	I	DIRECTOR (CHIEF COMPLIANCE OFFICER)	NA
JENKINS, WILLIAM, AARON	I	RESEARCH ANALYST	NA
MCCLELLAND, MARTIN, NELSON	I	MEMBER/MANAGING DIRECTOR	NA	Control
MCCLELLAND, MARTIN, NELSON	I	MEMBER/MANAGING DIRECTOR	NA	Control
MCCLELLAND, MARTIN, NELSON	I	MANAGING DIRECTOR	NA	Control
MCCLELLAND, MARTIN, NELSON	I	MEMBER/MANAGING DIRECTOR	NA	Control
MULLINS, STEPHEN, GERARD	I	DIRECTOR OF CLIENT SERVICE AND MARKETING	NA
MULLINS, STEPHEN, GERARD	I	CLIENT SERVICE AND MARKETING ADVISER	NA
MULLINS, STEPHEN, GERARD	I	DIRECTOR OF CLIENT SERVICE AND MARKETING	NA
MULLINS, STEPHEN, GERARD	I	DIRECTOR OF CLIENT SERVICE AND MARKETING	NA
MULLINS, STEPHEN, GERARD	I	CLIENT SERVICE AND MARKETING ADVISER	NA
MULLINS, STEPHEN, GERARD	I	CLIENT SERVICE AND MARKETING ADVISER	NA
MULLINS, STEPHEN, GERARD	I	CLIENT SERVICE AND MARKETING ADVISER	NA
MULLINS, STEPHEN, GERARD	I	CLIENT SERVICE AND MARKETING ADVISER	NA
NAISER, STEVEN, TODD	I	PORTFOLIO MANAGER AND DIRECTOR	NA
NAISER, STEVEN, TODD	I	PORTFOLIO MANAGER AND DIRECTOR	NA
NAISER, STEVEN, TODD	I	PORTFOLIO MANAGER AND DIRECTOR	NA
NAISER, STEVEN, TODD	I	PORTFOLIO MANAGER AND DIRECTOR	NA
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	D	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
GERNERT, WILLIAM, RUDOLPH	I	MEMBER/DIRECTOR OF BUSINESS STRATEGY	C	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	C	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	C	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	C	Control
JENKINS, WILLIAM, HOWARD	I	MEMBER/MANAGER	C	Control
THE REGENT GROUP, INC.	DE	MEMBER	B
THE REGENT GROUP, INC.	DE	MEMBER	B
THE REGENT GROUP, INC.	DE	MEMBER	B
THE REGENT GROUP, INC.	DE	MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MCCLELLAND, MARTIN, NELSON	I	THE REGENT GROUP, INC.	E	Control
MCCLELLAND, MARTIN, NELSON	I	THE REGENT GROUP, INC.	E	Control
MCCLELLAND, MARTIN, NELSON	I	THE REGENT GROUP, INC.	E	Control
MCCLELLAND, MARTIN, NELSON	I	THE REGENT GROUP, INC.	E	Control

Registrations

Federal

Jul 12, 2012 REGISTERED

Notice Filings (2)

IN KY

Address

101 WEST SPRING STREET
4TH FLOOR
NEW ALBANY, IN 47150
United States

Phone: 812-981-8100