PACIFIC ASSETS MANAGEMENT LLC
CRD #112011 SEC #801-58283 LOS ANGELES, CA 310-201-2619
SEC Registered
Total AUM
$553.6M
Discretionary
$553.6M
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASSET ALLIANCE MANAGEMENT CORP. | DE | MANAGING MEMBER OF PAMLLC | NA | Control |
| BORDOKAS, PENNY, JEAN | I | CHIEF ACCOUNTING OFFICER | NA | |
| CIONGOLI, CYNTHIA, SUE | I | COMPLIANCE DIRECTOR | NA | |
| DAVID, DANIEL, ALBERT | I | MANAGING MEMBER | NA | Control |
| DAVID, DANIEL, ALBERT | I | DIRECTOR AND BENEFICIAL OWNER OF PAMLLC, OFFICER, DIRECTOR AND BENEFICIAL OWNER OF PCM,INC. | NA | Control |
| DAVID, DANIEL, ALBERT | I | MANAGING MEMBER | NA | Control |
| GLASER, JONATHAN, M | I | MANAGING MEMBER | NA | Control |
| GLASER, JONATHAN, M | I | MANAGING MEMBER | NA | Control |
| RICHTER, ROGER | I | MANAGING MEMBER | NA | Control |
| RICHTER, ROGER | I | DIRECTOR AND BENEFICIAL OWNER OF PAMLLC, OFFICER & DIRECTOR OF PCM,INC. | NA | Control |
| RICHTER, ROGER | I | MANAGING MEMBER | NA | Control |
| PACIFIC CAPITAL MANAGEMENT, INC. | DE | MEMBER (75% OWNER) OF PAMLLC | E | Control |
| ASSET ALLIANCE HOLDING CORPORATION | DE | MEMBER | D | Control |
| ASSET ALLIANCE HOLDING CORPORATION | DE | MEMBER | D | Control |
| PACIFIC CAPITAL MANAGEMENT INC. | DE | MEMBER | D | Control |
| PACIFIC CAPITAL MANAGEMENT INC. | DE | MEMBER | D | Control |
| ASSET ALLIANCE HOLDING CORPORATION | DE | MEMBER OF PAMLLC (25% OWNER) AND 100% OWNER OF AAMC | C | Control |
| GLASER, JONATHAN, M | I | DIRECTOR AND BENEFICIAL OWNER OF PAMLLC, OFFICER, DIRECTOR AND BENEFICIAL OWNER OF PCM,INC. | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AJ GALLAGHER & CO. | DE | AJG FINANCIAL SERVICES, INC. | E | Control |
| AJ GALLAGHER & CO. | DE | AJG FINANCIAL SERVICES, INC. | E | Control |
| AJ GALLAGHER & CO. | DE | AJG FINANCIAL SERVICES, INC. | E | Control |
| ASSET ALLIANCE CORPORATION | DE | ASSET ALLIANCE HOLDING CORP. (100%) | E | |
| GLASER, JONATHAN, M | I | PACIFIC CAPITAL MANAGEMENT INC. | D | Control |
| GLASER, JONATHAN, M | I | PACIFIC CAPITAL MANAGEMENT INC. AND THE JON & NANCY GLASER TRUST | D | Control |
| GLASER, JONATHAN, M | I | PACIFIC CAPITAL MANAGEMENT INC. | D | Control |
| THE JONATHAN AND NANCY GLASER FAMILY TRUST | DE | PACIFIC CAPITAL MANAGEMENT, INC. | D | Control |
| AJG FINANCIAL SERVICES, INC. | DE | ASSET ALLIANCE HOLDING CORPORATION | C | Control |
| AJG FINANCIAL SERVICES, INC. | DE | ASSET ALLIANCE HOLDING CORPORATION | C | Control |
| AJG FINANCIAL SERVICES, INC. | DE | ASSET ALLIANCE HOLDING CORPORATION | C | Control |
| DAVID, DANIEL, ALBERT | I | PACIFIC CAPITAL MANAGEMENT INC. AND DD&SB REV. FAM. TRUST | C | Control |
| RICHTER, ROGER | I | PACIFIC CAPITAL MANAGEMENT INC. | C | Control |
| RICHTER, ROGER | I | PACIFIC CAPITAL MANAGEMENT INC. | C | Control |
| RICHTER, ROGER | I | PACIFIC CAPITAL MANAGEMENT INC. | C | Control |
| THE DANIEL DAVIDSON AND SHANNON BROWN REVOCABLE FAMILY TRUST | DE | PACIFIC CAPITAL MANAGEMENT | C | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Address
1999 AVENUE OF THE STARSSUITE 2530
LOS ANGELES, CA 90067
USA
Phone: 310-201-2619