TDA, INC.
Legal name: TDA INVESTMENT GROUP
CRD #112016 SEC #801-39280 SAN MATEO, CA 650-343-6333
SEC Registered Private Funds
Total AUM
$969.3M
Discretionary
$969.3M
Employees
22
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | |
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | |
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | |
| KWOK, VICTOR, T | I | CHIEF FINANCIAL OFFICER | NA | |
| Mareschi, Kathryn, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ng, Alan | I | CHIEF COMPLIANCE OFFICER | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| Perkins, Robert, T | I | EXECUTIVE VICE PRESIDENT | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | Control |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | Control |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | Control |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | Control |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | Control |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| St. Charles, Erik, David | I | CCO & CORPORATE SECRETARY | NA | |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | CEO & PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO & PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT, CHIEF FINANCIAL OFFICER | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT, CFO | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT, CFO | E | Control |
| SPANNER, GARRY, JAMES | I | CEO, PRESIDENT, CFO | E | Control |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SPANNER, GARRY, JAMES | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SPANNER, GARRY, JAMES | I | CEO | D | Control |
| SPANNER, GARRY, JAMES | I | CEO | D | Control |
| SPANNER, GARRY, JAMES | I | CEO | D | Control |
| RICHARDSON, SHINA, LINDA DALE | I | CFO | C | Control |
| RICHARDSON, SHINA, LINDA DALE | I | CFO | C | Control |
| RICHARDSON, SHINA, LINDA DALE | I | CFO | C | Control |
| RICHARDSON, SHINA, LINDA DALE | I | CFO | C | Control |
Registrations
Federal
IA
Dec 15, 2025 REGISTERED
Notice Filings (1)
CA
Address
2025 PIONEER COURTSAN MATEO, CA 94403
United States
Phone: 650-343-6333