SARATOGA CAPITAL MANAGEMENT,LLC

CRD #112021 SEC #801-46534 AVONDALE, AZ 623-266-4567

SEC Registered

Total AUM

$149.6M

Discretionary

$149.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 25, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KANE, SCOTT, CHRISTOPHER	I	MEMBER	NA
KANE, SCOTT, CHRISTOPHER	I	MEMBER	NA
MARRA, WILLIAM, PHILIP	I	CHIEF FINANCIAL OFFICER	NA
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
MARRONE, MARK, STEPHEN	I	CHIEF FINANCIAL OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
VENTIMIGLIA, JONATHAN, WILLIAM	I	PRESIDENT, CFO, CCO	NA	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	NA	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	NA	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	E	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	GENERAL PARTNER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	D	Control
ORBITEX MANAGEMENT INC	DE	MEMBER	C	Control
OREAN MANAGEMENT, INC	DE	MEMBER	C	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	C	Control
VENTIMIGLIA, BRUCE, EDWARD	I	MANAGING DIRECTOR, MEMBER	C	Control
GOGUEN, RONALD, J.	I	GENERAL PARTNER	B	Control
SCHIAVI, JOHN, H.	I	GENERAL PARTNER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
STIERWALT, RICHARD, EDWARD	I	MANAGER,MEMBER	B	Control
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
GOGUEN, RONALD, J.	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A	Control
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	GENERAL PARTNER	A	Control
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
KANE, SCOTT, CHRISTOPHER	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
SCHIAVI, JOHN, H.	I	MEMBER	A
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	GENERAL PARTNER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control
VENTIMIGLIA, STEPHEN	I	MANAGER, MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CAPITAL INVESTMENT MANAGEMENT LTD.	FE	OREAN FINANCIAL SERVICES GROUP, INC.	E	Control
CAPITAL MANAGEMENT LTD.	FE	ORBITEX FINANCIAL SERVICES GROUP, INC.	E	Control
HERMIN TRUST	FE	CAPITAL INVESTMENT MANAGEMENT LTD.	E	Control
HERMIN TRUST	FE	CAPITAL MANAGEMENT LTD.	E	Control
ORBITEX FINANCIAL SERVICES GROUP, INC.	DE	ORBITEX INVESTMENT SERVICES, INC.	E	Control
OREAN FINANCIAL SERVICES GROUP, INC.	DE	ORBITEX INVESTMENT SERVICES, INC.	E	Control

Registrations

Federal

Mar 25, 2025 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

12725 W INDIAN SCHOOL ROAD
SUITE E-101
AVONDALE, AZ 85392
United States

Phone: 623-266-4567