TQA INVESTORS, LLC
Legal name: TQA INVESTORS, LLC.
CRD #112044 SEC #801-51140 STAMFORD, CT 203-653-3000
SEC Registered
Total AUM
$445.2M
Discretionary
$445.2M
Employees
--
Clients
--
Accounts
19
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, ANDREW | I | VP - PORTFOLIO MANAGER | NA | |
| ANDERSON, ANDREW | I | VP - PORTFOLIO MANAGER | NA | |
| ANDERSON, ANDREW | I | VP - PORTFOLIO MANAGER | NA | |
| POSILLICO, GIUSEPPE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BUTMAN, ROBERT, ELLSWORTH | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | B | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | B | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | B | Control |
| IDONE, JOHN, ANTHONY | I | VP - PORTFOLIO MGMT. | B | Control |
| IDONE, JOHN, ANTHONY | I | VP - PORTFOLIO MGMT. | B | Control |
| IDONE, JOHN, ANTHONY | I | VP - PORTFOLIO MGMT. | B | Control |
| IDONE, JOHN, ANTHONY | I | VP - PORTFOLIO MGMT. | B | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| BUCCI, PAUL, VINCENT | I | VP - PORTFOLIO MANAGEMENT | A | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | A | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | A | Control |
| ESSER, GEORGE, JOSEPH | I | SVP - DIRECTOR OF MARKETING | A | Control |
| LANGIS, DARREN, JOSEPH | I | VP - PORTFOLIO MANAGER | A | |
| LANGIS, DARREN, JOSEPH | I | VP - PORTFOLIO MANAGER | A | |
| TESORIERO, BARTHOLOMEW, CHRISTOPHER | I | CFO/CHIEF COMPLIANCE OFFICER | A | Control |
| TESORIERO, BARTHOLOMEW, CHRISTOPHER | I | CFO/CHIEF COMPLIANCE OFFICER | A | Control |
| TESORIERO, BARTHOLOMEW, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | A | Control |
| TESORIERO, BARTHOLOMEW, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | A | Control |
| TESORIERO, BARTHOLOMEW, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (2)
CT NY
Address
333 LUDLOW STREETSTAMFORD, CT 6902
USA
Phone: 203-653-3000