IMA ADVISORY SERVICES, INC.
CRD #112091 SEC #801-79108 DENVER, CO 316-266-6574
SEC Registered
Total AUM
$3.2B
Discretionary
$2.7B
Employees
46
Clients
10
Accounts
1,514
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABSHER, AKASHA, NGINA | I | EXECUTIVE VICE PRESIDENT | NA | |
| ABSHER, AKASHA, NGINA | I | EXECUTIVE VICE PRESIDENT | NA | |
| ABSHER, AKASHA, NGINA | I | EXECUTIVE VICE PRESIDENT | NA | |
| ABSHER, AKASHA, NGINA | I | EXECUTIVE VICE PRESIDENT | NA | |
| ABSHER, AKASHA, NGINA | I | EXECUTIVE VICE PRESIDENT | NA | |
| COOPER, CURTIS WESTON | I | PRESIDENT/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| COOPER, CURTIS WESTON | I | PRESIDENT AND CEO/DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| DAVIS, PATRICIA LYNN | I | SVP, CCO, DIRECTOR | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| Ewing, Anna, Devine | I | SECRETARY; TREASURER | NA | Control |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, STACY, GRAVES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOLDMAN, ROBERT, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| Gregg, Michael, Shane | I | PRESIDENT | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD WILLIAM | I | PRESIDENT, DIRECTOR, CIO, FINOP | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | PRESIDENT, DIRECTOR, CIO | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOLT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | SENIOR VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT/COO/CCO/DIR | NA | Control |
| HORNBECK, MARGARET ELAINE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| KRULIK, PATRICK, JAMES | I | HEAD OF INVESTMENTS | NA | Control |
| PAULY, ERIC MICHAEL | I | GENERAL COUNSEL/SECRETARY | NA | |
| PAULY, ERIC MICHAEL | I | GENERAL COUNSEL/SECRETARY | NA | |
| PAULY, ERIC MICHAEL | I | GENERAL COUNSEL/SECRETARY | NA | |
| PAULY, ERIC MICHAEL | I | GENERAL COUNSEL/SECRETARY | NA | |
| PAULY, ERIC MICHAEL | I | GENERAL COUNSEL/SECRETARY | NA | |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| POOL, SUSAN LOUISE | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| POOL, SUSAN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUPPEL, VALERIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SCHULTZ, SUE ANN VOGELGESANG | I | SECRETARY/GENERAL COUNSEL | NA | |
| SMITH, HALIE KATHLEEN | I | SVP, CCO, DIRECTOR | NA | Control |
| SMITH, HALIE KATHLEEN | I | SVP, CCO, DIRECTOR | NA | Control |
| STROHM, DAVID LEVERNE | I | CEO, CFO, CIO, TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CEO, CFO, CIO, TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CEO, CFO, CIO, TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CIO, BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CEO, CFO, CIO, TREASURER, FINOP,BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CIO, BOARD CHAIR | NA | Control |
| STROHM, DAVID LEVERNE | I | CIO, BOARD CHAIR | NA | Control |
| VALORE-CAPLAN, BENJAMIN, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| VALORE-CAPLAN, BENJAMIN, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| VALORE-CAPLAN, BENJAMIN, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| VALORE-CAPLAN, BENJAMIN, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| VALORE-CAPLAN, BENJAMIN, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| IMA ADVISORS LLC | DE | MEMBER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| IMA FINANCIAL GROUP, INC. | DE | IMA ADVISORS LLC | E | Control |
| NMSEF I HOLDINGS II, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| NMSEF I HOLDINGS II, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| NMSEF I HOLDINGS II, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| NMSEF I HOLDINGS II, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| SKYKNIGHT CAPITAL FUND III, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| SKYKNIGHT CAPITAL FUND III, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| SKYKNIGHT CAPITAL FUND III, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
| SKYKNIGHT CAPITAL FUND III, L.P. | DE | IMA FINANCIAL GROUP, INC. | C | Control |
Registrations
Federal
IA
May 1, 2025 REGISTERED
Notice Filings (20)
AZ CA CO CT GA IL KS MA MO MT NC NE NJ NY OK SC TN TX UT VA
Address
1705 17TH STREETSUITE 100
DENVER, CO 80202
United States
Phone: 316-266-6574