EXCALIBUR ADVISORS, L.L.C.
Legal name: EXCALIBUR ADVISORS LLC
CRD #112094 SEC #801-60082 OLD GREENWICH, CT 203-637-8699
SEC Registered Broker-Dealer
Total AUM
$313M
Discretionary
$313M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 5, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEAKINS, CHRISTOPHER EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DEAKINS, CHRISTOPHER EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DEAKINS, CHRISTOPHER EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| ROMAINE, CAROL GREY | I | GENERAL COUNSEL | NA | |
| ROMAINE, CAROL GREY | I | GENERAL COUNSEL | NA | |
| ROMAINE, RUTHERFORD, ROBBINS | I | PRESIDENT | E | Control |
| ROMAINE, RUTHERFORD ROBBINS III | I | PRESIDENT | D | Control |
| ROMAINE, RUTHERFORD ROBBINS III | I | PRESIDENT | D | Control |
| TINT, LAWRENCE GILBERT | I | CHAIRMAN | C | Control |
| TINT, LAWRENCE GILBERT | I | CHAIRMAN | C | Control |
Registrations
Federal
IA
Jan 5, 2005 REGISTERED
Notice Filings (5)
CA CT DC IL NY
Address
1455 E. PUTNAM AVENUEOLD GREENWICH, CT 6870
U.S.A.
Phone: 203-637-8699