RAMIUS SECURITIES, L.L.C.
CRD #112101 SEC #801- NEW YORK, NY 212-845-7900
SEC Registered Broker-Dealer
Total AUM
$99.2M
Discretionary
$99.2M
Employees
--
Clients
--
Accounts
171
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, PETER, ANTHONY | I | PRINCIPAL & MEMBER OF C4S & CO., LLC | NA | Control |
| OGILVIE, MARRAN, HUMPHREY | I | CHIEF LEGAL OFFICER AND MEMBER OF C4S & CO., LLC | NA | Control |
| SOLOMON, JEFFREY, MARC | I | MEMBER OF C4S & CO., LLC | NA | Control |
| STARK, MORGAN, B | I | PRINCIPAL AND MEMBER OF C4S AND CO., LLC | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | PRINCIPAL & MEMBER OF C4S & CO., LLC | NA | Control |
| STROBER, ANDREW, MARK | I | CHIEF FINANCIAL OFFICER AND MEMEBER OF C4S & CO., LLC | NA | Control |
| RAMIUS CAPITAL GROUP, LLC | DE | MANAGING MEMBER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| C4S & CO., L.L.C. | DE | RAMIUS CAPITAL GROUP, LLC | F | Control |
Registrations
Federal
IA
Jul 30, 2001 REGISTERED
Notice Filings (1)
CA
Address
666 THIRD AVE, 26TH FLOORNEW YORK, NY 10017
USA
Phone: 212-845-7900