SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC
CRD #112130 SEC #801-42329 WASHINGTON, DC 202-721-7225
SEC Registered
Total AUM
$45.4M
Discretionary
$44.8M
Employees
1
Clients
11
Accounts
89
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, BRIAN | I | CEO | NA | Control |
| BECKER, BRIAN | I | CEO | NA | Control |
| COLEMAN, BRIAN | I | VP/TREASURER | NA | Control |
| COLEMAN, BRIAN | I | VP/TREASURER | NA | Control |
| DAN, CHARLES, G. | I | VP/REAL ESTATE | NA | Control |
| DAN, CHARLES, G. | I | VP/REAL ESTATE | NA | Control |
| HEAD, DALE | I | EVP, GEN COUNSEL, SEC | NA | Control |
| HEAD, DALE | I | EVP, GEN COUNSEL, SEC | NA | Control |
| HILL, HERBERT, W. | I | SVP, CHF ACTG OFCR | NA | Control |
| HILL, HERBERT, W. | I | SVP, CHF ACTG OFCR | NA | Control |
| HILL, JULIANA, F. | I | SVP/FINANCE | NA | Control |
| HILL, JULIANA, F. | I | SVP/FINANCE | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, EUGENE, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, LOWRY | I | DIRECTOR, CHAIRMAN | NA | Control |
| MAYS, LOWRY | I | DIRECTOR, CHAIRMAN | NA | Control |
| MAYS, MARK, P. | I | DIRECTOR, EVP | NA | Control |
| MAYS, MARK, P. | I | DIRECTOR, EVP | NA | Control |
| MAYS, RANDALL, THOMAS | I | DIRECTOR, EVP | NA | Control |
| MAYS, RANDALL, THOMAS | I | DIRECTOR, EVP | NA | Control |
| MITCHELL, NINA, RAMO | I | PRESIDENT | NA | Control |
| MITCHELL, NINA, RAMO | I | PRESIDENT | NA | Control |
| OURAND, BRIAN | I | VICE PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | VICE PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | PRESIDENT | NA | Control |
| OURAND, BRIAN, JOHN | I | PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RAPINO, MICHAEL | I | CEO/PRESIDENT | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| RIDGEWAY, ALAN, BRIAN | I | EVP/CFO/SECRETARY | NA | Control |
| ROSALES, STEPHANIE | I | VP/CORP TAX | NA | Control |
| ROSALES, STEPHANIE | I | VP/CORP TAX | NA | Control |
| STACEY, ED | I | CFO | NA | Control |
| TRAX, STEVEN, BRENT | I | VICE PRESIDENT | NA | Control |
| TRAX, STEVEN, BRENT | I | VICE PRESIDENT | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | CFO | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WILLARD, ELIZABETH, KATHLEEN | I | EVP/CAO/ASSISTANT SECRETARY | NA | Control |
| WOLF, RICHARD, W. | I | VP/CORP COUNSEL | NA | Control |
| WOLF, RICHARD, W. | I | VP/CORP COUNSEL | NA | Control |
| WYKER, KENNETH, E. | I | SVP, GEN COUNSEL, ASST SEC | NA | Control |
| WYKER, KENNETH, E. | I | SVP, GEN COUNSEL, ASST SEC | NA | Control |
| LIVE NATION ENTERTAINMENT, INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION WORLDWIDE INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION, INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION, INC. | DE | PARENT COMPANY | E | Control |
| LIVE NATION, INC. | DE | PARENT COMPANY | E | Control |
| SFX SPORTS HOLDINGS,INC | DE | PARENT COMPANY | E | Control |
| SFX SPORTS HOLDINGS,INC | DE | PARENT COMPANY | E | Control |
| SFX SPORTS HOLDINGS,INC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLEAR CHANNEL COMMUNICATIONS, INC | DE | SFX ENTERTAINMENT, INC | E | Control |
| CLEAR CHANNEL COMMUNICATIONS, INC | DE | SFX ENTERTAINMENT, INC | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION ENTERTAINMENT INC. | DE | LIVE NATION WORLDWIDE INC. | E | Control |
| LIVE NATION HOLDCO #1, INC. | DE | LIVE NATION, INC. | E | Control |
| LIVE NATION HOLDCO #1, INC. | DE | LIVE NATION, INC. | E | Control |
| LIVE NATION HOLDCO #1, INC. | DE | LIVE NATION, INC. | E | Control |
| LIVE NATION HOLDCO #1, INC. | DE | LIVE NATION, INC. | E | Control |
| LIVE NATION HOLDCO #1, INC. | DE | LIVE NATION, INC. | E | Control |
| LIVE NATION HOLDCO #2 INC. | DE | LIVE NATION HOLDCO #1, INC. | E | Control |
| LIVE NATION HOLDCO #2 INC. | DE | LIVE NATION HOLDCO #1, INC. | E | Control |
| LIVE NATION HOLDCO #2 INC. | DE | LIVE NATION HOLDCO #1, INC. | E | Control |
| LIVE NATION HOLDCO #2 INC. | DE | LIVE NATION HOLDCO #1, INC. | E | Control |
| LIVE NATION HOLDCO #2 INC. | DE | LIVE NATION HOLDCO #1, INC. | E | Control |
| LIVE NATION WORLDWIDE, INC. | DE | LIVE NATION HOLDCO #2 INC. | E | Control |
| LIVE NATION WORLDWIDE, INC. | DE | LIVE NATION HOLDCO #2 INC. | E | Control |
| LIVE NATION WORLDWIDE, INC. | DE | LIVE NATION HOLDCO #2 INC. | E | Control |
| LIVE NATION WORLDWIDE, INC. | DE | LIVE NATION HOLDCO #2 INC. | E | Control |
| LIVE NATION WORLDWIDE, INC. | DE | LIVE NATION HOLDCO #2 INC. | E | Control |
| LIVE NATION, INC. | DE | SFX ENTERTAINMENT, INC | E | Control |
| SFX ENTERTAINMENT, INC | DE | SFX SPORTS HOLDINGS, INC | E | Control |
| SFX ENTERTAINMENT, INC | DE | SFX SPORTS HOLDINGS, INC | E | Control |
| SFX ENTERTAINMENT, INC | DE | SFX SPORTS HOLDINGS, INC | E | Control |
Registrations
Federal
IA
Jul 16, 2012 REGISTERED
Notice Filings (6)
CA DC FL MD NY TX
Address
5335 WISCONSIN AVE., NWSUITE 720
WASHINGTON, DC 20015
United States
Phone: 202-721-7225