RILEY CAPITAL MANAGEMENT INC
CRD #112144 SEC #801-48406 WINCHESTER, VA 540-662-4097
SEC Registered
Total AUM
$45.2M
Discretionary
$45.2M
Employees
1
Clients
--
Accounts
27
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CCO | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, MARY, SCULLY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 23, 2012 REGISTERED
Notice Filings (1)
VA
Address
121 S. LOUDOUN ST.WINCHESTER, VA 22601
United States
Phone: 540-662-4097