QUICK & REILLY, INC.
CRD #11217 SEC #801-58259 NEW YORK, NY 212-747-3850
SEC Registered Broker-Dealer
Total AUM
$120M
Discretionary
$0
Employees
--
Clients
--
Accounts
1,100
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Jan 22, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTT, ROBERT LAWRENCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTT, ROBERT LAWRENCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTT, ROBERT LAWRENCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONWAY, JOSEPH FRANCIS | I | SROP | NA | |
| CONWAY, JOSEPH FRANCIS | I | SROP | NA | |
| CONWAY, JOSEPH FRANCIS | I | SROP | NA | |
| FROUDE, DONALD EDMUND | I | PRESIDENT | NA | Control |
| GREGOR, STANLEY ANTHONY | I | PRESIDENT /CEO | NA | Control |
| GREGOR, STANLEY ANTHONY | I | PRESIDENT /CEO | NA | Control |
| KESNER, JOEL ROBERT | I | MUNICIPAL PRINCIPAL | NA | |
| LOUKAS, RONALD STANSBURY | I | MUNICIPAL PRINCIPAL | NA | |
| LOUKAS, RONALD STANSBURY | I | MUNICIPAL PRINCIPAL | NA | |
| MOYNIHAN, BRIAN | I | BOARD MEMBER | NA | Control |
| MOYNIHAN, BRIAN | I | BOARD MEMBER | NA | Control |
| MOYNIHAN, BRIAN | I | BOARD MEMBER | NA | Control |
| SAX, CHARLES EDMOND | I | CHIEF FINANCIAL OFFICER | NA | |
| SAX, CHARLES EDMOND | I | CHIEF FINANCIAL OFFICER | NA | |
| SAX, CHARLES EDMOND | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHRODER, ALAN ARTHUR SR. | I | DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR SR. | I | DIRECTOR | NA | Control |
| WINTHER, TORBEN OLELERCHE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WINTHER, TORBEN OLELERCHE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WINTHER, TORBEN OLELERCHE | I | CHIEF COMPLIANCE OFFICER | NA | |
| QUICK & REILLY/FLEET SECURITIES, INC. | DE | 100% SHAREHOLDER | E | Control |
| QUICK & REILLY/FLEET SECURITIES, INC. | DE | 100% SHAREHOLDER | E | Control |
| QUICK & REILLY/FLEET SECURITIES, INC. | DE | 100% SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | QUICK & REILLY/FLEET SECURITIES. INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | QUICK & REILLY/FLEET SECURITIES. INC. | E | Control |
| FLEET BOSTON FINANCIAL CORP. | DE | QUICK & REILLY/FLEET SECURITIES, INC. | E | Control |
Registrations
Federal
IA
Jan 22, 2004 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
26 BROADWAYNEW YORK, NY 10004
USA
Phone: 212-747-3850