RIA Intelligence

WARNKE/NICHOLS LTD.

CRD #112181 SEC #801-79230 DELAFIELD, WI 262-303-4113
SEC Registered
Total AUM
$190.8M
Discretionary
$183.9M
Employees
2
Clients
--
Accounts
286

Firm Details

Organization Type
Corporation
State of Formation
Wisconsin
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 4, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERD Control
NICHOLS, STEVEN, ROSSIPRESIDENTD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
WARNKE, WILLIAM, ROLANDIVICE PRESIDENT/TREASURERD Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKIVICE PRESIDENT/SECRETARYC Control
RAMER, ANDY, PATRICKISHAREHOLDERC Control
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB
NICHOLS, STEVEN, ROSSICHIEF COMPLIANCE OFFICERB
NICHOLS, STEVEN, ROSSIPRESIDENTB

Registrations

Federal

IA
Sep 4, 2025 REGISTERED

Notice Filings (3)

IL NH WI

Address

440 WELLS STREET
SUITE 203
DELAFIELD, WI 53018
United States
Phone: 262-303-4113