SHENKMAN CAPITAL MANAGEMENT, INC.
CRD #112192 SEC #801-25180 NEW YORK, NY (212) 867-9090
SEC Registered Private Funds
Total AUM
$35.1B
Discretionary
$35.1B
Employees
146
Clients
--
Accounts
173
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 26, 2025
- Branch Offices
- 3
- LEI
- 549300915M5PZJRLF317
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | Control |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | Control |
| BELT, BRADLEY, DECK | I | DIRECTOR | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAUN, DOV, BERISH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAPPELLA, TERESA, REGINA | I | GENERAL COUNSEL | NA | Control |
| CAPPELLA, TERESA, REGINA | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| CAPPELLA, TERESA, REGINA | I | GENERAL COUNSEL | NA | Control |
| CAPPELLA, TERESA, REGINA | I | GENERAL COUNSEL | NA | Control |
| FITZGERALD, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, CHRISTOPHER, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, CHRISTOPHER, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, CHRISTOPHER, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, CHRISTOPHER, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, CHRISTOPHER, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | SENIOR VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | SENIOR VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | SENIOR VICE PRESIDENT, DIRECTOR OF CREDIT RESEARCH | NA | Control |
| FLANAGAN, MARK, J. | I | SENIOR VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, J. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| FLANAGAN, MARK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FLANAGAN, MARK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| HEKKING, KIM, IRENE | I | SENIOR VICE PRESIDENT | NA | |
| KURZER, ADAM, SCOTT | I | SENIOR VICE PRESIDENT, HEAD OF CAPITAL MARKETS & TRADING | NA | Control |
| KURZER, ADAM, SCOTT | I | SENIOR VICE PRESIDENT, HEAD OF CAPITAL MARKETS & TRADING | NA | Control |
| KURZER, ADAM, SCOTT | I | SENIOR VICE PRESIDENT, HEAD OF CAPITAL MARKETS & TRADING | NA | Control |
| KURZER, ADAM, SCOTT | I | SENIOR VICE PRESIDENT, HEAD OF CAPITAL MARKETS & TRADING | NA | Control |
| KURZER, ADAM, SCOTT | I | SENIOR VICE PRESIDENT, HEAD OF CAPITAL MARKETS & TRADING | NA | Control |
| KURZER, ADAM, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KURZER, ADAM, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KURZER, ADAM, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| KURZER, ADAM, SCOTT | I | VICE CHAIRMAN | NA | Control |
| LARSEN, JAMES, ROBERT | I | GENERAL COUNSEL | NA | Control |
| MANGIERO, DANIEL, J | I | CHIEF OPERATING OFFICER | NA | Control |
| MANGIERO, DANIEL, J | I | CHIEF OPERATING OFFICER | NA | Control |
| MANGIERO, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MANGIERO, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MANGIERO, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| MITCHELL, MARK, ROBERT | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | NA | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERMAN, ROBERT, IRA | I | CHIEF OPERATING OFFICER | NA | Control |
| STRICKER, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STRICKER, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STRICKER, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STRICKER, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STRICKER, ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR OF CREDIT RESEARCH | NA | Control |
| THOMAS, GLORIA, PENN | I | DIRECTOR | NA | Control |
| THOMAS, GLORIA, PENN | I | DIRECTOR | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE, NMN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE, NMN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| TODOROVICH, SERGE, NMN | I | CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| Thomas, Gloria, Penn | I | DIRECTOR | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| WEINSTEIN, RICHARD, H. | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, H. | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, HOWARD | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, HOWARD | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, HOWARD | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, HOWARD | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WEINSTEIN, RICHARD, HOWARD | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN | NA | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN | NA | Control |
| WILLIAMS, JASON, DAVID | I | DIRECTOR | NA | Control |
| WILLIAMS, JASON, DAVID | I | DIRECTOR | NA | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | DE | SHAREHOLDER | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| SHENKMAN, MARK, RONALD | I | PRESIDENT; DIRECTOR; TRUSTEE | D | Control |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| FUSS, ALBERT | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, M | I | DIRECTOR; TRUSTEE | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| ROSENZWEIG, VICTOR, MOE | I | DIRECTOR | B | |
| SCHMIDT-SHENKMAN, ROSALIND, E. | I | TRUSTEE | B | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | B | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | B | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | B | |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | B | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE; DIRECTOR | B | Control |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SHENKMAN FAMILY 2012 TRUST | DE | SHAREHOLDER | A | |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | A | Control |
| SLATKY, JUSTIN, WARREN | I | SENIOR VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | A | Control |
| SLATKY, JUSTIN, WARREN | I | SENIOR VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | A | Control |
| SLATKY, JUSTIN, WARREN | I | SENIOR VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | A | Control |
| SLATKY, JUSTIN, WARREN | I | EXECUTIVE VICE PRESIDENT; TRUSTEE | A | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WHITLEY, FRANK, X | I | EXECUTIVE VICE PRESIDENT | A | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN; SHAREHOLDER | A | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN; SHAREHOLDER | A | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN; SHAREHOLDER | A | Control |
| WHITLEY, FRANK, XAVIER | I | VICE CHAIRMAN; SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13, 2003 | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SHENKMAN, MARK, RONALD | I | MARK R. SHENKMAN REVOCABLE TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| SLATKY, JUSTIN, WARREN | I | SHENKMAN FAMILY 2012 TRUST | F | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
| MARK R. SHENKMAN REVOCABLE TRUST U/A AUGUST 13,2003 | DE | SHENKMAN CAPITAL MANAGEMENT, INC. | D | Control |
Registrations
Federal
IA
Sep 26, 2025 REGISTERED
Notice Filings (16)
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