UNITED INVESTMENT MANAGERS, INC.
CRD #112202 SEC #801-60273 CHICAGO, IL 312.332.4751
SEC Registered
Total AUM
$200M
Discretionary
$200M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANOSIKE, DENNIS, O. | I | PRESIDENT | NA | Control |
| ANOSIKE, DENNIS, O. | I | PRESIDENT | NA | Control |
| GIDDENS, DESPY, ANN | I | COMPTROLLER | NA | |
| GIDDENS, DESPY, ANN | I | COMPTROLLER | NA | |
| GIDDENS, DESPY, ANN | I | COMPTROLLER | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | COMPTROLLER | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | COMPTROLLER | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GIDDENS, DESPY, ANN | I | DIRECTOR OF OPERATIONS | NA | |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | NA | Control |
| GRAY, LAURENCE, ONEAL | I | CEO | NA | Control |
| GRAY, LAURENCE, ONEAL | I | CEO AND PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | CEO AND PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | NA | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | CHIEF COMPLIANCE OFFICER, CHAIRMAN, & CEO | NA | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | CHAIRMAN & CEO | NA | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY, LARRY | I | CEO | E | Control |
| GRAY, LARRY | I | CEO | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CEO | E | Control |
| LEGACY EQUITY ADVISORS | DE | SHAREHOLDER | E | Control |
| LEGACY EQUITY ADVISORS | DE | SHAREHOLDER | E | Control |
| LEGACY EQUITY ADVISORS | DE | SHAREHOLDER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | SHAREHOLDER | B | |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | B | |
| SYDNOR, MARC, OTHA | I | PORTFOLIO MANAGER | B | |
| ANDERSON, ANDRIAN, PRESTON | I | PORTFOLIO MANAGER | A | |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | LEGACY EQUITY ADVISORS | E | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | LEGACY EQUITY ADVISORS | E | Control |
| TAYLOR, MARCELLUS, ANTOINNE | I | LEGACY EQUITY ADVISORS | E | Control |
Registrations
Federal
IA
Feb 22, 2007 REGISTERED
Notice Filings (3)
GA IL TX
Address
10 SOUTH LASALLE STREETCHICAGO, IL 60603
USA
Phone: 312.332.4751