RIA Intelligence

S4 CAPITAL, LLC

CRD #112203 SEC #801-57360 CHICAGO, IL 312-334-1500
SEC Registered
Total AUM
$1.4B
Discretionary
$398.1M
Employees
5
Clients
10
Accounts
7

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ERWIN, CHAD, RANDALLIVICE PRESIDENT, CHIEF OPERATION OFFICERNA Control
ERWIN, CHAD, RANDALLIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
ERWIN, CHAD, RANDALLIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
SHIH, JASON, NATHANIELIPRESIDENTNA Control
SHIH, JASON, NATHANIELIPRESIDENTNA Control
SURY, MANDA, BUTCHIICHIEF COMPLIANCE OFFICER / CEOE Control
SURY, MANDA, BUTCHIICHIEF COMPLIANCE OFFICER / CEOE Control
SURY, SHARATH, MANDAIC.E.O., CHIEF COMPLIANCE OFFICERE Control
SURY, SHARATH, MANDAIC.E.O.E Control
SURY, SHARATH, MANDAIC.E.O.E Control
SURY, SHARATH, MANDAICEO & CHIEF COMPLIANCE OFFICERE Control
SURY, SHARATH, MANDAICEO & CHIEF COMPLIANCE OFFICERE Control
SURY, SHARATH, MANDAIC.E.O.E Control
SURY, SHARATH, MANDAICEO & CHIEF COMPLIANCE OFFICERE Control
SURY, SHARATH, MANDAIC.E.O.E Control
SURY, SHARATH, MANDAIC.E.O.E Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELIPRESIDENTB Control
SHIH, JASON, NATHANIELISHAREHOLDERB
SHIH, JASON, NATHANIELISHAREHOLDERB
JAMM ASSOCIATESDESHAREHOLDERA
JAMM ASSOCIATESDESHAREHOLDERA
JAMM ASSOCIATESDESHAREHOLDERA
JAMM ASSOCIATESDESHAREHOLDERA
JAMM ASSOCIATESDESHAREHOLDERA
JAMM ASSOCIATESDESHAREHOLDERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF
EISENBERG, MARSHALL, EUGENEIJAMM ASSOCIATESF

Registrations

Federal

IA
Apr 1, 2009 REGISTERED

Notice Filings (2)

CT IL

Address

ONE SOUTH DEARBORN
SUITE 2100
CHICAGO, IL 60603-2302
United States
Phone: 312-334-1500