HOULIHAN LOKEY FINANCIAL ADVISORS, INC.
Legal name: HOULIHAN LOKEY
CRD #112214 SEC #801-54718 LOS ANGELES, CA 310.553.8871
SEC Registered
Total AUM
--
Discretionary
--
Employees
177
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLEY, JAMES, LINDSEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER AND DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BEISER, SCOTT, LEE | I | TREASURER & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | TREASURER & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | TREASURER & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKA, JACK, WEBB | I | PRESIDENT & DIRECTOR | NA | Control |
| BOWEN, MARJORIE, LYNNE | I | DIRECTOR | NA | Control |
| BOWEN, MARJORIE, LYNNE | I | DIRECTOR | NA | Control |
| BOWEN, MARJORIE, LYNNE | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| BUETTELL, BEN, ALLEN | I | DIRECTOR | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTHANE, JULIE, ANN MARTELL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| COLLINS, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| COLLINS, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| CRAIN, CHRISTOPHER, MADISON | I | GENERAL COUNSEL | NA | Control |
| DANIEL, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| DANIEL, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| FAZIO, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KAMERICK, EILEEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAMERICK, EILEEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAMERICK, EILEEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAMERICK, EILEEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAMERICK, EILEEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARGULIS, MARC, STEVEN | I | SECRETARY & DIRECTOR | NA | Control |
| MARGULIS, MARC, STEVEN | I | SECRETARY & DIRECTOR | NA | Control |
| MEEK, GARY, ELBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MEEK, GARY, ELBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MEEK, GARY, ELBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MEEK, GARY, ELBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MEEK, GARY, ELBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PURCELL, ERNEST, WILLIAM | I | DIRECTOR | NA | Control |
| PURCELL, ERNEST, WILLIAM | I | DIRECTOR | NA | Control |
| PURCELL, ERNEST, WILLIAM | I | DIRECTOR | NA | Control |
| STULL, ANDREW, JOSEPH | I | PRESIDENT | NA | Control |
| STULL, ANDREW, JOSEPH | I | PRESIDENT | NA | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN LOKEY, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. | DE | PARENT COMPANY | E | Control |
| BEISER, SCOTT, LEE | I | DIRECTOR | A | Control |
| BEISER, SCOTT, LEE | I | DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES A & B TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | SERIES E TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES E TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES E TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES E TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES E TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES A&B TRUST | F | Control |
| GOLD, IRWIN, NEAL | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES A & B TRUST | F | Control |
| HOTZ, ROBERT, HENRY | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES A & B TRUST | F | Control |
| WERBALOWSKY, JEFFREY, IRA | I | SERIES E TRUST | F | Control |
| BEISER, SCOTT, LEE | I | TRUST | E | Control |
| BEISER, SCOTT, LEE | I | TRUST | E | Control |
| BEISER, SCOTT, LEE | I | TRUST | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY HOWARD & ZUKIN, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY HOWARD & ZUKIN, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY HOWARD & ZUKIN, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY HOWARD & ZUKIN, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY HOWARD & ZUKIN, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HLHZ HOLDING COMPANY LLC | E | Control |
| FRAM HOLDINGS, INC. | DE | HLHZ HOLDING COMPANY LLC | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HLHZ HOLDING COMPANY LLC | E | Control |
| FRAM HOLDINGS, INC. | DE | HLHZ HOLDING COMPANY LLC | E | Control |
| FRAM HOLDINGS, INC. | DE | HLHZ HOLDING COMPANY LLC | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| FRAM HOLDINGS, INC. | DE | HOULIHAN LOKEY, INC. | E | Control |
| HLHZ HOLDING COMPANY LLC | DE | HOULIHAN LOKEY, INC. | E | Control |
| HLHZ HOLDING COMPANY LLC | DE | HOULIHAN LOKEY, INC. | E | Control |
| HLHZ HOLDING COMPANY LLC | DE | HOULIHAN LOKEY, INC. | E | Control |
| HLHZ HOLDING COMPANY LLC | DE | HOULIHAN LOKEY, INC. | E | Control |
| HLHZ HOLDING COMPANY LLC | DE | HOULIHAN LOKEY, INC. | E | Control |
| HOTZ, ROBERT, HENRY | I | TRUST | E | Control |
| HOTZ, ROBERT, HENRY | I | TRUST | E | Control |
| HOTZ, ROBERT, HENRY | I | TRUST | E | Control |
| ORIX CAPITAL MARKETS LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CAPITAL MARKETS, LLC | DE | ORIX HLHZ HOLDING LLC | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX HLHZ HOLDING LLC | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX USA CORPORATION | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS LLC | E | Control |
| ORIX USA CORPORATION | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | FRAM HOLDINGS, INC. | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES A & B TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| SERIES E TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| TRUST | DE | FRAM HOLDINGS, INC. | E | Control |
| WERBALOWSKY, JEFFREY, IRA | I | TRUST | E | Control |
| WERBALOWSKY, JEFFREY, IRA | I | TRUST | E | Control |
| WERBALOWSKY, JEFFREY, IRA | I | TRUST | E | Control |
| HL VOTING TRUST | DE | HOULIHAN LOKEY, INC. | D | Control |
| ORIX HLHZ HOLDING LLC | DE | HOULIHAN LOKEY, INC. | C | Control |
Registrations
Federal
IA
Jun 30, 2016 REGISTERED
Notice Filings (3)
CA IL NY
Address
10250 CONSTELLATION BLVD.5TH FLOOR
LOS ANGELES, CA 90067
United States
Phone: 310.553.8871