THE FINANCIAL WELL, INC.
CRD #112218 SEC #801-67591 TAMPA, FL 813-229-2000
SEC Registered
Total AUM
$26.9M
Discretionary
$17.7M
Employees
1
Clients
26
Accounts
291
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OVERMAN, KIMBERLY, DIANNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TANZER, JED, SAMUEL | I | DIRECTOR/SHAREHOLDER | B | |
| TANZER, JED, SAMUEL | I | DIRECTOR/SHAREHOLDER | B | |
| TANZER, JED, SAMUEL | I | DIRECTOR/SHAREHOLDER | B | |
| TANZER, JED, SAMUEL | I | DIRECTOR/SHAREHOLDER | B | |
| TANZER, JED, SAMUEL | I | DIRECTOR/SHAREHOLDER | B |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (1)
FL
Address
300 S. HYDE PARK AVENUESUITE 210
TAMPA, FL 33606
United States
Phone: 813-229-2000