BOREAL CAPITAL MANAGEMENT LLC
CRD #112221 SEC #801-57604 MIAMI, FL 305-459-5400
SEC Registered Private Funds
Total AUM
$1.8B
Discretionary
$567.8M
Employees
44
Clients
0
Accounts
719
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTERO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTERO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTERO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTERO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTERO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTNARU, ELI | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA FABREGA, ADELA | I | CHIEF OPERATING OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORTINA, ADELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGUEROA, ANGELIQUE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FONT, JOAN, QUERA | I | EXECUTIVE | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCES, JOAQUIN, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GADALAMARIA, JACOBO, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | NA | |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | NA | |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | NA | |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | NA | |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | NA | |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| MORA, LUIS ALVAREZ | I | EXECUTIVE DIRECT OWNER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SANTIVANEZ, GISELLA, M. | I | COMPLIANCE OFFICER | NA | Control |
| SMITH, BLANCA, A | I | CCO | NA | Control |
| SMITH, BLANCA, A | I | CCO | NA | Control |
| SULLIVAN, JOHN, STEPHEN | I | MANAGER | NA | Control |
| SULLIVAN, JOHN, STEPHEN | I | MANAGER | NA | Control |
| SULLIVAN, JOHN, STEPHEN | I | MANAGER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZENO, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BANC INTERNATIONAL D'ANDORRA, S.A. | FE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | FE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | FE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | FE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| BOREAL CAPITAL HOLDINGS USA LLC | DE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORA BANC GRUP, SA | FE | DIRECT OWNER | E | Control |
| MORABANC, S.A. | FE | DIRECT OWNER | E | Control |
| MORABANC, S.A. | FE | DIRECT OWNER | E | Control |
| BANQUE PIGUET & CIE SA | FE | DIRECT OWNER | B | Control |
| BANQUE PIGUET & CIE SA | FE | DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GARCON, SALVADOR | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| GIL, IGNACIO | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| KULISIC, ALFREDO, A. | I | EXECUTIVE, DIRECT OWNER | B | Control |
| PIGUET BANK & TRUST LTD. | FE | DIRECT OWNER | B | Control |
| PIGUET BANK & TRUST LTD. | FE | DIRECT OWNER | B | Control |
| PIGUET BANK & TRUST LTD. | FE | DIRECT OWNER | B | Control |
| PIGUET BANK & TRUST LTD. | FE | DIRECT OWNER | B | Control |
| PIGUET BANK & TRUST LTD. | FE | DIRECT OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| RODRIGUEZFRAILE, GONZALO | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER,CHIEF COMPLIANCE OFFICER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
| SULLIVAN, JOHN, STEPHEN | I | DIRECTOR, OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANQUE CANTONALE VAUDOISE | FE | BANQUE PIGUET & CIE SA | E | |
| BANQUE CANTONALE VAUDOISE | FE | BANQUE PIGUET & CIE SA | E | |
| BANQUE CANTONALE VAUDOISE | FE | BANQUE PIGUET & CIE SA | E | |
| BANQUE PIGUET & CIE SA | FE | PIGUET BANK & TRUST LTD | E | |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
| MORA BANC GRUP, SA | FE | BOREAL CAPITAL HOLDINGS USA LLC | E | Control |
Registrations
Federal
IA
Oct 24, 2025 REGISTERED
Notice Filings (24)
AZ CA CO CT DC DE FL GA IL KS MA MD ME MI MO NC NH NJ NY PA SC TX VT WI
Address
1450 BRICKELL AVENUESUITE 2900
MIAMI, FL 33131
United States
Phone: 305-459-5400