DIVERSFIED PLANNING CONCEPTS, INC
Legal name: DIVERSIFIED PLANNING CONCEPTS,INC
CRD #112229 SEC #801-27279 SAN FRANCISCO, CA 415-512-1211
SEC Registered
Total AUM
$22M
Discretionary
$0
Employees
5
Clients
51
Accounts
57
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
| HOOKER, GARY, ALAN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 5, 2005 REGISTERED
Notice Filings (2)
CA HI
Address
847 SANSOME STREET, FIRST FLOORSAN FRANCISCO, CA 94111
USA
Phone: 415-512-1211